Jordan Zuulun Cohen (CRD # 4191994, Registered Representative, New York, New York) submitted a Letter of Acceptance, Waiver and Consent in which he was fined $10,000 and suspended from association with any FINRA member in any capacity for six months. The fine must be paid either immediately upon Cohen’s reassociation with a FINRA member firm following his suspension, or prior to the filing of any application or request for relief from any statutory disqualification, whichever is earlier. Without admitting or denying the findings, Cohen consented to the described sanctions and to the entry of findings that he recommended and effected excessive and unsuitable securities transactions in a customer’s non-discretionary account, given the customer’s experience, investment objectives, risk tolerance, financial resources and circumstances. The findings stated that Cohen effected buy orders in a corporate customer’s non-discretionary account without prior authorization or consent from the customer’s signatory.

The suspension is in effect from March 2, 2009, through September 1, 2009.