Anthony J. Trimboli (CRD # 4734730, Registered Representative, Norwalk, Connecticut) submitted a Letter of Acceptance, Waiver and Consent in which he was fined $5,000 and suspended from association with any FINRA member in any capacity for 12 months. Without admitting or denying the findings, Trimboli consented to the described sanctions and to the entry of findings that he falsified information on a form related to a customer’s application for non-variable life and disability insurance to facilitate approval of the application, and did not disclose to the customer that he had falsified the form.

The suspension is in effect from December 15, 2008, through December 14, 2009. (FINRA Case # 2007010575901)