Brian Robert Nord (CRD # 2759032, Registered Representative, Deer Park, Illinois) submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Nord consented to the described sanction and to the entry of findings that he loaned to or borrowed from firm customers amounts ranging from $4,000 to $500,000, sometimes on more than one occasion, without his member firm’s written approval in accordance with the firm’s written procedures. The findings stated that Nord engaged in an outside business activity, for compensation, without prompt notice, written or otherwise, to his member firm, and failed to respond to a FINRA request to appear for an on-the-record interview. (FINRA Case # 2007007609901)