Morriston, Tamra Renee

Tamra Renee Morriston (CRD # 2778559, Registered Representative, Summersville, West Virginia) submitted an Offer of Settlement in which she was barred from association with any FINRA member in any capacity. Without admitting or denying the allegations, Morriston consented to the described sanction and to the entry of findings that she engaged in outside business activities without her member firm’s prior written notice. The findings stated that Morriston failed to comply with FINRA requests for information and documents, and failed to appear for a FINRA on-the-record interview. (FINRA Case # 2007010598501)

 
Goodman & Nekvasil, P.A., 14020 Roosevelt Blvd., Suite 808, P.O. Box 17709, Clearwater, FL 33762