Barry Michael Kornfeld (CRD # 1490377, Registered Principal, Parkland, Florida) submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Kornfeld consented to the described sanction and to the entry of findings that he failed to appear to give sworn testimony in connection with a FINRA investigation. (FINRA Case # 2007009594001)