Arthur Kevin Gotzmer (CRD # 4277144, Registered Representative, Melbourne, Florida) submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Gotzmer consented to the described sanction and to the entry of findings that he signed customers’ names to account documents without authorization to enroll their accounts in a fee-based program his member firm offered. The findings stated that Gotzmer entered unauthorized trades in customer accounts, and did not have reasonable grounds to believe that trades in the accounts were suitable. The findings also stated that Gotzmer failed to timely respond to FINRA requests for information. (FINRA Case # 2007009357801)