Ruben Garcia Rojas (CRD # 5431331, Associated Person, Tieton, Washington) submitted a Letter of Acceptance, Waiver and Consent in which he was fined $7,500 and suspended from association with any FINRA member in any capacity for four months. The fine must be paid either immediately upon Rojas’ reassociation with a FINRA member firm following his suspension, or prior to the filing of any application or request for relief from any statutory disqualification, whichever is earlier. Without admitting or denying the findings, Rojas consented to the described sanctions and to the entry of findings that he willfully failed to disclose material facts on his Form U4.