Price, Miles Frederick

Miles Frederick Price (CRD # 1707468, Registered Principal, Little Rock, Arkansas) submitted an Offer of Settlement in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the allegations, Price consented to the described sanction and to the entry of findings that he exercised discretionary power in two public customers’ brokerage accounts without their prior written authorization and without his memberfirm’s acceptance of one of the accounts as discretionary.

 
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