Guadalupe Rivera (CRD # 4916520, Registered Representative, Brooklyn, New York) submitted an Letter of Acceptance, Waiver and Consent in which she was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Rivera consented to the described sanction and to the entry of findings that, while she was employed as a licensed personal banker and registered with a member firm, she used the bank’s systems to obtain information regarding a public customer and his money market account. The findings stated that, without the customer’s prior knowledge or authorization, Rivera used the information to withdraw $50,000 from the customer’s account for her personal use and benefit, and failed to return any of the funds to the customer or reimburse her firm after it repaid the customer. The findings also stated that Rivera failed to fully respond to FINRA requests for documents and information. (FINRA Case # 2007010853701)