Stokes, Barry Ray

Barry Ray Stokes (CRD # 2128600, Registered Representative, Dickson, Tennessee) submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Stokes consented to the described sanction and to the entry of findings that he failed to respond to FINRA requests for documents and information. (FINRA Case # 2006006445202)

 
Goodman & Nekvasil, P.A., 14020 Roosevelt Blvd., Suite 808, P.O. Box 17709, Clearwater, FL 33762