Yvonne Thomas (CRD # 1353826, Registered Representative, New York, New York) submitted an Offer of Settlement in which she was suspended from association with any FINRA member in any capacity for two years. In light of Thomas’ financial status, no monetary sanctions were imposed. Without admitting or denying the allegations, Thomas consented to the described sanction and to the entry of findings that she willfully failed to disclose material information on her Forms U4.