Lopez, Vicente Demetrius
Vicente Demetrius Lopez (CRD # 2216550, Registered Representative, East Orange, New Jersey) was barred from association with any FINRA member in any capacity. The sanction was based on findings that Lopez failed to respond to FINRA requests for documents and information. The findings stated that Lopez improperly borrowed $22,000 from a public customer and reported false information on a firm compliance questionnaire relating to that loan. (FINRA Case # 2006005998601)
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