Pund, Quay Allison
Quay Allison Pund (CRD # 4202236, Associated Person, Old Monroe, Missouri) submitted a Letter of Acceptance, Waiver and Consent in which she was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Pund consented to the described sanction and to the entry of findings that she converted $29,193.21 that belonged to a public customer by requesting that the liquidation of the customer’s mutual funds which had been erroneously placed into her firm personal investment account, to be sent to her home address as a check, which she then cashed. The findings stated that Pund failed to appear for a FINRA on-the-record interview. (FINRA Case # 20070114482-01)
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