Giovi Rogelio Ulloa (CRD # 4579872, Registered Representative, Fairview, New Jersey) was barred from association with any FINRA member in any capacity. The sanction was based on findings that Ulloa failed to appear for a FINRA on-the-record interview. (FINRA Case # 2007007253801)We take cases on a purely contingency fee basis against brokerage firms who employ brokers committing misconduct of this nature. Please contact us for a free evaluation.