Farhang Oshidary (CRD # 1545176, Registered Representative, Sunnyvale, California) submitted a Letter of Acceptance, Waiver and Consent in which he was suspended from association with any FINRA member in any capacity for four months. In light of Oshidary’s financial status, no monetary sanctions were imposed. Without admitting or denying the findings, Oshidary consented to the described sanction and to the entry of findings that he engaged in private securities transactions without prior written or oral notice to his member firm.

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