Christopher Daniel Nowak (CRD # 4024458, Registered Representative, Lincoln, Rhode Island) submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Novak consented to the described sanction and to the entry of findings that he forged his spouse’s name on mortgage documents to secure loans totaling $273,500. (FINRA Case # 2007009835101)