Ingram, Charlene Chong
Charlene Chong Ingram (CRD # 4876128, Registered Representative, Chesapeake, Virginia) submitted a Letter of Acceptance, Waiver and Consent in which she was fined $5,000 and suspended from association with any FINRA member in any capacity for three months. The fine must be paid either immediately upon Ingram’s reassociation with a FINRA member firm following her suspension, or prior to the filing of any application or request for relief from any statutory disqualification, whichever is earlier. Without admitting or denying the findings, Ingram consented to the described sanctions and to the entry of findings that she signed public customers’ names on various documents relating to customer transactions, without their authorization or consent.
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