Wayne Allen Ritenour Jr. (CRD # 3206373, Registered Principal, Niceville, Florida) submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Ritenour consented to the described sanction and to the entry of findings that he engaged in a private securities transaction without prior written notice to, and approval from, his member firm. The findings stated that Ritenour failed to appear for a FINRA on-the-record interview. (FINRA Case # 2006006476901)