Steven Ernest Bryant (CRD # 1620470, Registered Principal, Pompano Beach, Florida) was barred from association with any FINRA member in any capacity. The sanction was based on findings that Bryant operated an unregistered securities dealer in violation of Section 15(a)(1) of the Securities Exchange Act. The findings stated that Bryant failed to respond to a FINRA request for information and documents. (FINRA Case # E072005001101)

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