Robert James Roesch Jr. (CRD # 4233031, Registered Representative, Red Bank, New Jersey) submitted a Letter of Acceptance, Waiver and Consent in which he was fined $5,000 and suspended from association with any FINRA member in any capacity for three months. The fine must be paid either immediately upon Roesch’s reassociation with a FINRA member firm following his suspension, or prior to the filing of any application or request for relief from any statutory disqualification, whichever is earlier. Without admitting or denying the findings, Roesch consented to the described sanctions and to the entry of findings that he wrote checks totaling $2,200 payable to himself against a personal bank account that had been closed, knowing that the checks would be dishonored, but he cashed them anyway. The findings stated that Roesch subsequently deposited sufficient funds to cover the checks.

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