Reynold Arthur Currier Jr. (CRD # 1307615, Registered Representative, Southport, North Carolina) submitted a Letter of Acceptance, Waiver and Consent in which he was fined $5,000 and suspended from association with any FINRA member in any capacity for six months. The fine must be paid either immediately upon Currier’s reassociation with a FINRA member firm following his suspension, or prior to the filing of any application or request for relief from any statutory disqualification, whichever is earlier. Without admitting or denying the findings, Currier consented to the described sanctions and to the entry of findings that he signed a public customer’s name to account documents without the customer’s written authorization and contrary to his member firm’s procedures prohibiting representatives from signing customer’s names, regardless of whetherthe customers had given their authorization.  (FINRA Case # 2006006835501)

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