Overbey Jr., Oscar Donald

Oscar Donald Overbey Jr. (CRD # 2066217, Registered Representative, Evanston, Illinois) was barred from association with any FINRA member in any capacity and required to pay $50,000, plus interest, in restitution to a public customer. The sanctions were based on findings that Overbey failed to respond to FINRA requests for information. The findings stated that Overbey borrowed $50,000 from a public customer in violation of his member firm’s policy that prohibited registered representatives from borrowing money from customers unless they were family members. (FINRA Case # 2006006292602)

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