Youngblood, Luke St. James
Luke St. James Youngblood (CRD # 5246072, Associated Person, Milford Connecticut) submitted a Letter of Acceptance, Waiver and Consent in which he was fined $4,000 and suspended from association with any FINRA member in any capacity for five months. The fine is must be paid either immediately upon Youngblood’s reassociation with a FINRA member firm following his suspension, or prior to any application or request for relief from any statutory disqualification resulting from this or any other event or proceeding, whichever is earlier. Without admitting or denying the findings, Youngblood consented to the described sanctions and to the entry of findings that he failed to disclose material facts on an application for employment submitted to a member firm.(FINRA Case # 20070094721)
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