Glenn Ferrell Bruce Jr. (CRD # 4598002, Registered Representative, Dunn, North Carolina) submitted an Offer of Settlement in which he was fined $5,000 and suspended from association with any FINRA member in any capacity for one month. Without admitting or denying the allegations, Bruce consented to the described sanctions and to the entry of findings that he engaged in outside business activities, for compensation, without prompt written notice to his member firm.

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