Murdough, Charles Robert
Charles Robert Murdough (CRD # 2437321, Registered Representative, Buffalo, New York) was barred from association with any FINRA member in any capacity. The sanction was based on findings that Murdough failed to respond to FINRA requests for information. The findings stated that Murdough borrowed $25,000 from a public customer, contrary to his member firm’s policy prohibiting registered representatives from borrowing money from customers unless they were family members. (FINRA Case # 2006005136901)
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