Aurora Javier Tucay (CRD # 5306540, Associated Person, Chicago, Illinois) was barred from association with any FINRA member in any capacity. The sanction was based on findings that Tucay withdrew $8,000 from her cash drawer and the vault at her member firm’s bank affiliate without permission, and used the funds for her own purposes. The findings stated that Tucay failed to respond to FINRA requests for information. (FINRA Case # 20070092769)

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