Jun 13

Goodman & Nekvasil, P.A. May Recover Investor Losses – Asterias Biotherapeutics, Inc. (AST)

Asterias Biotherapeutics, Inc. (AST) is a biotechnology company focusing in the cutting-edge field of regenerative medicine....Read more

Jun 13

Goodman & Nekvasil, P.A., May Recover Investor Losses – VelocityShares Daily Inverse VIX Short-Term ETN (XIV)

VelocityShares Daily Inverse VIX Short-Term ETN (XIV) is a high-risk, exchange-traded security that is...Read more

Jun 13

Goodman & Nekvasil, P.A., Is Investigating Investor Claims Concerning Puerto Rico Bonds - Puerto Rico Bond Losses

Goodman & Nekvasil, P.A., has been contacted by investors in Puerto Rico Bonds who are very concerned...Read more

Jun 05

Goodman & Nekvasil P.A., May Recover Investor Losses on Woodbridge Mortgage Investment Funds - Christopher Todd Wendel (Chris Wendel) Financial Advisor, Fired by SA Stone Wealth Management Inc.

From 2014 until...Read more

Jun 04

Goodman & Nekvasil, P.A. May Recover Investor Losses - Hard Rock Exploration, Inc. 

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a...Read more

Jun 04

Goodman & Nekvasil, P.A., May Recover Investor Losses – American Realty Capital NYC REIT

American Realty Capital NYC REIT is a publicly registered, non-traded REIT based in New York that according to its website, seeks...Read more

Jun 04

Goodman & Nekvasil P.A., May Recover Investor Losses - John Phillip Correnti (John Correnti) Fired by AXA Advisors LLC and Barred from Securities Industry 

From October...Read more

Jun 04

Goodman & Nekvasil, P.A. May Recover Investor Losses - EV Energy Partners, L.P. (EVEP) files for Chapter 11 Bankruptcy 

Goodman & Nekvasil, P.A., a...Read more

Jun 04

Goodman & Nekvasil, P.A., May Recover Investor Losses – Summit Healthcare REIT

Summit Healthcare REIT is a publicly registered, non-traded REIT based in California that according to its website, invests in a diversified...Read more

Jun 04

Goodman & Nekvasil, P.A., May Recover Investor Losses – Menlo Therapeutics (MNLO)

Menlo Therapeutics (MNLO) is a late-stage biopharmaceutical company focusing on the development and commercialization of serlopitant for...Read more

Jun 04

Goodman & Nekvasil, P.A., May Recover Investor Losses – Rockwell Medical, Inc. (RMTI)

Rockwell Medical, Inc. (RMTI) operates as an integrated biopharmaceutical company targeting end-stage renal and chronic kidney diseases in the United States and...Read more

Jun 04

Goodman & Nekvasil, P.A., May Recover Investor Losses – LJM Preservation Growth Fund (LJMAX, LJMCX, LJMIX)

LJM Preservation Growth Fund (LJMAX, LJMCX, LJMIX) is a high-risk, alternative mutual fund that suffered from...Read more

Jun 04

Goodman & Nekvasil, P.A., May Recover Investor Losses - MabVax Therapeutics (MBVX) Receives Noncompliant Listing Notification from Nasdaq

MabVax Therapeutics Holdings, Inc. (MBVX), a clinical-stage...Read more

May 02

Gibson Brands, Inc. Alert: Gibson Brands, Inc. Bankruptcy - Goodman & Nekvasil, P.A., Recovering Investor Losses 

Goodman & Nekvasil, P.A., a Clearwater, Florida, law...Read more

Feb 13

Goodman & Nekvasil P.A, May Recover Investor Losses - Gerald Francis Cipolla (Gerald Cipolla) Formerly Licensed with PFS Investments Inc., Barred from Securities Industry 

...Read more

Feb 13

Goodman & Nekvasil P.A, May Recover Investor Losses - John Richard Jantzen (John Jantzen) formerly Licensed with PFS Investment, Inc., Barred from Securities Industry

From 1991 until  2012, John Jantzen was licensed...Read more

Feb 13

Goodman & Nekvasil P.A, May Recover Investor Losses - Chris Scott Howard (Chris Howard) Licensed with PFS Investments Inc. 

Since 1987, Chris Howard has been licensed with PFS Investments Inc. in Las Vegas, Nevada....Read more

Feb 12

Goodman & Nekvasil P.A, May Recover Investor Losses - Marco A Daniel (Marco Daniel) Licensed with PFS Investments Inc., Suspended from Securities Industry 

Since 2005, Marco Daniel has been licensed with PFS Investments...Read more

Feb 12

Goodman & Nekvasil P.A, May Recover Investor Losses - Jose Enrique Jimenez (Jose Jimenez) Suspended from Securities Industry and Fired by PFS Investments Inc. 

From 1993 until Jose Jimenez’ firing in 2015, Jose Jimenez...Read more

Feb 12

Goodman & Nekvasil P.A, May Recover Investor Losses - Darwin Hayle Barred from Securities Industry and Fired by PFS Investments Inc. 

From 2005 until Darwin Hayle’s...Read more

Feb 12

Goodman & Nekvasil P.A, May Recover Investor Losses - Anthony Mark Farnsworth (Anthony Farnsworth) Suspended from Securities Industry and Permitted to Resign from PFS Investments Inc. 

From 2003 until Anthony Farnsworth...Read more

Feb 12

Goodman & Nekvasil P.A, May Recover Investor Losses on Puerto Rico bonds, closed-end municipal bond funds and stock issued by Puerto Rico banks - Luis Gabriel Gonzalez Rodriguez (Luis Gonzalez) Licensed with UBS Financial Services Inc. and UBS Financial...Read more

Feb 12

Goodman & Nekvasil P.A, May Recover Investor Losses on Waterbos and other Investments - Perry Lynn De Leeuw (Perry De Leeuw) Barred from Securities Industry and Fired by PFS Investments Inc. 

From 2004 until Perry De...Read more

Feb 12

Goodman & Nekvasil P.A, May Recover Investor Losses - Godfrey Paul Jarabak (Godfrey Jarabak) Fired by Metlife Securities Inc.

From 2006 until Godfrey Jarabak’s firing in 2012, Godfrey Jarabak was licensed with Metlife...Read more

Feb 12

Goodman & Nekvasil P.A, May Recover Investor Losses - Kevin Paul Hudak (Kevin Hudak) Formerly Licensed with Cetera Advisor Networks LLC, Barred from Securities Industry

From 2006 until 2014 Kevin Hudak was licensed with...Read more

Feb 12

Goodman & Nekvasil P.A, May Recover Investor Losses - Corey Dale Harmon (Corey Harmon) Fired by J.P. Morgan Securities LLC 

From 2012 until Corey Harmon’s firing in 2013, Corey Harmon was licensed with J.P. Morgan...Read more

Feb 12

Goodman & Nekvasil P.A, May Recover Investor Losses - Albert G Franco (Albert Franco) Fired by MML Investors Services, LLC

From 2009 until Albert Franco’s firing in 2013, Albert Franco was licensed with MML Investors...Read more

Feb 12

Goodman & Nekvasil P.A, May Recover Investor Losses - Buford Wendell Ford, Jr. (Buford Ford) Licensed with PFS Investments Inc.

Since 1995, Buford Ford has been licensed with PFS Investments Inc. in Davie Florida....Read more

Jan 31

Goodman & Nekvasil P.A., May Recover Investor Losses - Thomas Edward Stratton-Crooke (Thomas Stratton-Crooke) Suspended from Securities Industry and Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated

...Read more

Jan 31

Goodman & Nekvasil P.A., May Recover Investor Losses - James Michael Vaughn (Mike Vaughn) Suspended from Securities Industry and Fired by Edward Jones

From 1998 until Mike Vaughn’s firing in 2014, Mike Vaughn...Read more

Jan 31

Goodman & Nekvasil P.A., May Recover Investor Losses - William Benton Guido (BJ Guido) Suspended from Securities Industry and Fired by LPL Financial LLC

From March 2014 until BJ Guido’s firing in December 2014...Read more

Jan 31

Goodman & Nekvasil P.A., May Recover Investor Losses - Mike Donovan Woodward (Mike Woodward) Suspended from Securities Industry and Fired by Summit Brokerage Services, Inc.

From August 2010 until Mike Woodward...Read more

Jan 31

Goodman & Nekvasil P.A., May Recover Investor Losses on Woodbridge Mortgage Investment Funds - Scott Howard Lane (Scott Lane) Suspended from Securities Industry and Fired by Questar Capital Corporation 

From...Read more

Jan 31

Goodman & Nekvasil P.A., May Recover Investor Losses - Ronald Fair Paull III (Ronald Paull) Suspended from Securities Industry and Fired by LPL Financial LLC

From 2012 until Ronald Paull’s firing in 2015,...Read more

Jan 31

Goodman & Nekvasil P.A., May Recover Investor Losses - Jeffry Benjamin Vargas (Jeffrey Vargas) Suspended from Securities Industry and Fired by Wells Fargo Advisors, LLC

From 2010 until Jeffrey Vargas’ firing...Read more

Jan 31

Goodman & Nekvasil P.A., May Recover Investor Losses - Swan Sihua Shen (Swan Shen) a/k/a Swan Zhang Suspended from Securities Industry and Fired by CUNA Brokerage Services, Inc.

From 2001 until Swan Shen’s...Read more

Jan 31

Goodman & Nekvasil P.A., May Recover Investor Losses - James Alan Issel (James Issel) Fired by Mack Investment Securities, Inc. 

From 2004 to 2011, James Issel was licensed with Mack Investment Securities, Inc...Read more

Jan 31

Goodman & Nekvasil P.A., May Recover Investor Losses - Brion Patrick Harris (Brion Harris) Fired by Lincoln Financial Securities Corporation

Since 2013, Brion Harris has been licensed with Summit Brokerage...Read more

Jan 31

Goodman & Nekvasil P.A., May Recover Investor Losses - Kelly Renae Brantley Fired by Summit Brokerage Services and Edward Jones 

From 2001 to 2012 Kelly Brantley was licensed with Edward Jones. From 2012 to...Read more

Jan 31

Goodman & Nekvasil P.A., May Recover Investor Losses - Carlos Benavidez Jr. (Carlos Benavidez) Suspended from Securities Industry and Fired by Waddell & Reed, Inc.

From 2006 to 2015, Carlos Benavidez was...Read more

Jan 31

Goodman & Nekvasil P.A., May Recover Investor Losses - Kerrie Leigh Milligan (Kerrie Milligan) Disciplined by FINRA and Fired by Morgan Stanley 

From 2001 to 2012, Kerrie Milligan was licensed with Morgan...Read more

Jan 31

Goodman & Nekvasil P.A., May Recover Investor Losses - James Singcham Ho (James Ho) Suspended from Securities Industry and Fired by Ameritas Investment Corp.

From 2009 until James Ho’s firing in 2014, James Ho...Read more

Jan 31

Goodman & Nekvasil P.A., May Recover Investor Losses - Andrew Anthony Uccelli (Tony Uccelli) Suspended from Securities Industry and Fired by First Allied Securities, Inc. 

From 2002 until Tony Uccelli’s firing...Read more

Jan 31

Goodman & Nekvasil P.A., May Recover Investor Losses - David Randall Lockey (David Lockey) Suspended from Securities Industry and Fired by Edward Jones

From 2009 until David Lockey’s firing in 2012, David...Read more

Jan 22

Goodman & Nekvasil P.A., May Recover Investor Losses - William Scott Sheehan (Scott Sheehan) Licensed with DFPG Investments, Inc. 

Scott Sheehan was licensed with Investors Capital Corp. from 2010 to 2012. Scott Sheehan...Read more

Jan 22

Goodman & Nekvasil P.A, May Recover Investor Losses - Ka Kiertonkaysy Lor (Ka Lor) Barred from Securities Industry and Fired by Farmers Financial Solutions, LLC

From 2008 until Ka Lor’s firing in 2014, Ka Lor was...Read more

Jan 22

Goodman & Nekvasil P.A, May Recover Investor Losses - Michael Willard Korson (Michael Korson) Barred from Securities Industry and Permitted to Resign from PFS Investments Inc. 

From 1991 until Michael Korson’s...Read more

Jan 22

Goodman & Nekvasil P.A, May Recover Investor Losses - Barkley JW Lundy Jr. a.k.a Mike Lundy Jr. (Mike Lundy) Barred from Securities Industry and Fired by PFS Investments Inc. 

...Read more

Jan 22

Goodman & Nekvasil P.A, May Recover Investor Losses - Ka Keung Lam (Eric Lam) Barred from Securities Industry and Fired by Pruco Securities, LLC. 

From 2011 until Eric...Read more

Jan 22

Goodman & Nekvasil P.A, May Recover Investor Losses - David C Key (David Key) Barred from Securities Industry and Fired by PFS Investments Inc. 

From 2007 until David...Read more

Jan 22

Goodman & Nekvasil P.A, May Recover Investor Losses - Jack Richard Kelly (Jack Kelly) Barred from Securities Industry and Permitted to Resign from PFS Investments Inc. 

...Read more

Jan 22

Goodman & Nekvasil P.A., May Recover Investor Losses - Clifford Eugene Amos (Cliff Amos) Suspended from Securities Industry and Fired by Cetera Investment Services, LLC 

From 2013 until Cliff Amos’ firing in 2014, Cliff...Read more

Jan 22

Goodman & Nekvasil P.A., May Recover Investor Losses - Donald Edward Simmons (Donald Simmons) Formerly Licensed with LPL Financial LLC 

From 2001 until Donald Simmons’ resignation in 2016, Donald Simmons was licensed...Read more

Jan 22

Goodman & Nekvasil P.A., May Recover Investor Losses - Scott Michael Wieczorek (Scott Wieczorek) Fired by Securities America, Inc. 

From 2008 until Scott Wieczorek’s firing in 2014, Scott Wieczorek was licensed with...Read more

Jan 22

Goodman & Nekvasil P.A., May Recover Your Investment Losses - Devindra Sukhram (David Sukhram) Formerly Licensed with Cape Securities, Inc. Suspended from Securities Industry 

David Sukhram was formerly licensed with...Read more

Jan 22

Goodman & Nekvasil P.A., May Recover Investor Losses - Brenda Marie Oldham (Brenda Oldham) a/k/a Brenda Marie Gause, Brenda Marie Meilbeck and Brenda Stokes Meilbeck, Fired by MML Investors Services, LLC

From 2015 until...Read more

Jan 22

Goodman & Nekvasil P.A, May Recover Investor Losses - Steven S Maher Sr. (Steven Maher) Fired by Next Financial Group, Inc. 

From 2009 until Steven Maher’s firing in 2017, Steven Maher was licensed with Next Financial...Read more

Jan 22

Goodman & Nekvasil P.A., May Recover Investor Losses - William Otho England (Bill England) Fired by JPMorgan Chase Bank, NA 

From 2015 until Bill England’s firing in 2017, Bill England was licensed with J.P. Morgan...Read more

Jan 22

Goodman & Nekvasil P.A., May Recover Investor Losses - Randall James Ferris (Randall Ferris) Fired by Chase Investment Services Corp. and Barred from Securities Industry

...Read more

Jan 22

Goodman & Nekvasil P.A., May Recover Investor Losses - Derek Steven Fish (Derek Fish) Suspended from Securities Industry and Fired by UBS Financial Services, Inc.

From 2003 until Derek Fish’s firing in 2013, Derek Fish...Read more

Jan 22

Goodman & Nekvasil P.A., May Recover Investor Losses - Ivan Alfred Kalua Friend Fired by Ameriprise Financial Services, Inc. 

From 1992 until Ivan Alfred Kalua Friend’s firing in 2015, Ivan Alfred Kalua Friend was...Read more

Jan 22

Goodman & Nekvasil P.A., May Recover Investor Losses - John Darin Ford (John Ford) Fired by MetLife Securities, Inc. and Fined by the State of Utah 

From 2005 until John Ford’s firing in 2013, John Ford was licensed...Read more

Jan 22

Goodman & Nekvasil P.A., May Recover Investor Losses - Lenora Constance Hammett (Lenora Hammett) Fired by Ameriprise Financial Services, Inc. 

From 1998 until Lenora Hammett’s firing in 2015, Lenora Hammett was licensed...Read more

Jan 22

Goodman & Nekvasil P.A., May Recover Investor Losses - Les Hunzinger a/k/a Leslie Dale Hunzinger, Permitted to Resign from Ameriprise Financial Services, Inc.

From 1993 until Les Hunzinger’s resignation in 2013, Les...Read more

Jan 22

Goodman & Nekvasil P.A., May Recover Investor Losses - Judith Ann Hinsch (Judith Hinsch) a/k/a Judith Ann Hetzer Formerly Licensed with MetLife Securities, Inc. 

Judith Hinsch was licensed with MetLife Securities, Inc....Read more

Jan 22

Goodman & Nekvasil P.A., May Recover Investor Losses - Kevin Patrick Hart (Kevin Hart) Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated 

From 2006 until Kevin Hart’s firing in 2014, Kevin Hart was...Read more

Jan 22

Deborah Sue Hofman (Debbie Hofman) a/k/a Debbie Smith and Deborah Smith, Fired by LPL Financial LLC - Goodman & Nekvasil P.A., May Recover Investor Losses

From 2008 until Debbie Hofman’s firing in 2012, Debbie Hofman...Read more

Jan 22

Goodman & Nekvasil P.A., May Recover Investor Losses - Susan Marie Heinrich (Susan Heinrich) a/k/a Susan Marie Maass Fired by J.P. Morgan Chase Bank 

From 2012 until Susan Heinrich’s firing in 2013, Susan Heinrich was...Read more

Jan 22

Goodman & Nekvasil P.A., May Recover Investment or Loan Losses - Matthew John Ortman (Matthew Ortman) Fired by Ameriprise Financial Services, Inc. and Barred from the Securities Industry

From 2010 until...Read more

Jan 19

Mark Lewis Kaufman (Mark Kaufman) Fired by Pruco Securities, LLC - Goodman & Nekvasil P.A., May Recover Investor Losses

From 2013 until Mark Kaufman’s firing in 2014, Mark Kaufman was licensed with Pruco Securities, LLC...Read more

Jan 19

Thomas A. Vigil (Thomas Vigil) Suspended from Securities Industry and Fired by Signator Investors, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses

From 2013 until Thomas Vigil’s firing in 2014, Thomas Vigil...Read more

Jan 19

Goodman & Nekvasil P.A., May Recover Investor Losses - Matthew Clary Smith (Matthew Smith) a/k/a Matthew Clay Smith Suspended from Securities Industry and Fired by Proequities, Inc.

From 2012 until Matthew Smith’s...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses - Cyrus Lamont Hancock (Cyrus Hancock) Fired by Investors Capital Corp. and Barred from Securities Industry

From 2013 until Cyrus Hancock’s firing in 2015, Cyrus...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses - Gregory James Bolduc (Gregory Bolduc) Formerly Licensed with Unionbanc Investment Services, LLC, Suspended from Securities Industry

From 2012 until 2013, Gregory...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses on Equity Index Annuities - Joshua Richard Allen (Joshua Allen) Fired by Securities America, Inc.

From 2014 until Joshua Allen’s firing in 2016, Joshua Allen was...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses - Benjamin John Pritchett (Benjamin Pritchett) Fired by Wells Fargo Advisors, LLC and Barred from Securities Industry

From 2010 until Benjamin Pritchett’s firing in...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses - Malcolm McGreggor Meikle Jr. (Malcolm McGreggor Meikle) Suspended from Securities Industry and Fired by Pruco Securities, LLC

From 1982 until Malcolm McGreggor...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses - Karen Marie Hallmer (Karen Hallmer) a/k/a Karen Marie Janak and Karen Marie Pokonosky, Fired by J.P. Morgan Chase Bank, N.A. 

From 2015 until Karen Hallmer’s firing...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses - David Alan Lakis (David Lakis) Formerly Licensed with Harbour Investments, Inc. 

From 2004 until 2017, David Lakis...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses - James Michael Kerin (James Kerin) Formerly Licensed with Pruco Securities, LLC 

From 2013 until 2015, James Kerin was licensed with Pruco Securities, LLC. James...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses - JB Bryan a/k/a Jennifer Gail Bryan, Jennifer Bryan and Jennifer Bryan Butler, Fired by Summit Brokerage Services, Inc.

From 2010 until JB Bryan’s firing in 2015, JB...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses - Gary Steven Burgess (Gary Burgess) Licensed with Securities America, Inc. 

Gary Burgess has been licensed with Securities America, Inc. since 2005. FINRA reports...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses - Eric Christopher Erb (Eric Erb) Suspended from Securities Industry, Formerly Licensed with AXA Advisors, LLC

From 2002 until 2013, Eric Erb was licensed with AXA...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses - Craig Stephen Cody (Craig Cody) Fired by Ameritas Investment Corp.

From 2008 until Craig Cody’s firing in 2013, Craig Cody was licensed with Ameritas Investment...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses - Owen Edgardo Nestor (Owen Nestor) Formerly Licensed with Pruco Securities, LLC 

From 2012 until 2016, Owen Nestor was licensed with Pruco Securities, LLC. Owen...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses - John Larry Simpson Jr. (Jay Simpson) Formerly Licensed with Princor Financial Services Corporation, Barred from Securities Industry 

Jay Simpson was licensed with...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Loan and/or Investment Losses - Richard Edwin Seidel (Richard Seidel) Suspended from Securities Industry and Fired by Pruco Securities, LLC

From 1983 until Richard Seidel’s firing in...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Fernando A. Pohina (Fernando Pohina) Fired by Pruco Securities, LLC 

From 2013 until Fernando Pohina’s firing in...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Corin L. Kievman-Pettit (Corin Pettit) a/k/a Corin L. Kievman and Corin L. Pettit, Suspended from Securities Industry and Fired by Pruco Securities, LLC

From 2012...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Troy Christopher Baldridge (Troy Baldridge) Fired by Capitol Securities Management, Inc., Barred from Securities Industry and Under Investigation for Check Fraud

...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Robert John Delong (Robert Delong) Fired by PNC Investments, LLC 

From 2013 until Robert Delong’s firing in 2016,...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Luther John Dykema (Luther Dykema) Fired by Securities America, Inc. and Fined by Minnesota Department of Commerce 

From 2010 until Luther Dykema’s firing in 2012,...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Losses on REIT Investments - Lori Cousineau Weaver (Lori Weaver) a/k/a Lori Ann Cousineau Formerly Licensed with Ameriprise Financial Services, Inc. Suspended from Registration as a Securities Salesperson by the...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - William Carl Schmid (William Schmid) Formerly Licensed with Ameriprise Financial Services, Inc.

William Schmid was licensed with Ameriprise Financial Services, Inc...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Robert Michael Schwarz Jr. (Robert Schwarz) Fired by Merrill Lynch, Pierce, Fenner & Smith, Incorporated and Barred from Securities Industry

From 1999 until...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Cristen Young Queenan (Cristen Queenan) a/k/a Cristen Nicole Housenick, Cristen Housenick and Cristen Nicole Young, Fired by GWFS Equities, Inc.

From 2009 until...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Michael Rodger Pineda (Michael Pineda) Fired by Pruco Securities, LLC

From 2016 until Michael Pineda’s firing in 2017, Michael Pineda was licensed with Pruco...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Gerolyn E. Shapiro (Gigi Shapiro) a/k/a Gerolyn Elizabeth Beebe Formerly Licensed with Pruco Securities, LLC 

Gigi Shapiro was licensed with Pruco Securities, LLC...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Rodney Dale Nolen (Rodney Nolen) Fired by Pruco Securities, LLC and The O.N. Equity Sales Company

From 2013 until Rodney Nolen’s firing in 2015, Rodney Nolen was...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Rafael Santiago Fired by COR Clearing, LLC and Barred from Securities Industry 

From 2013 until Rafael Santiago’s firing in 2014, Rafael Santiago was licensed with...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Edward John Sabo (Edward Sabo) Fired by Raymond James Financial Services, Inc. 

From 2012 until Edward Sabo’s firing in 2016, Edward Sabo was licensed with Raymond...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Jeffrey Alan Schumaker (Jeff Schumaker) Fired by Transamerica Financial Advisors, Inc. and Barred from Securities Industry 

From 1997 until Jeff Schumaker’s firing...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses on Unit Investment Trust - John Curtis Robison III (John Robison) Fired by Wells Fargo Advisors, LLC 

From 2011 until John Robison’s firing in 2012, John Robison was...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Seth Fenn Formerly Licensed with Pruco Securities, LLC 

From 2013 until 2015, Seth Fenn was licensed with Pruco Securities, LLC. Seth Fenn is now licensed with...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Nick Hsieh a/k/a Hsiao Nuog Hseih and Hsiao Hsieh, Fired by Wells Fargo Advisors, LLC 

From 2009 until Nick Hsieh’s firing in 2013, Nick Hsieh was licensed with...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Robert Martin Harman (Bob Harman) Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated 

From 2014 until Bob Harman’s firing in 2015, Bob Harman was...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Losses on Natural Resources Gateway Group and/or Other Investments - Daniel Lee Hudson (Daniel Hudson) Formerly Licensed with Pruco Securities, LLC and Suspended from Securities Industry

...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Colleen Marie Geraghty (Colleen Geraghty) Fired by Pruco Securities, LLC 

From 2015 until Colleen Geraghty’s firing in 2017, Colleen Geraghty was licensed with...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Investor Losses - Shawn Paul Sapp (Shawn Sapp) Formerly Licensed with Ameriprise Financial Services, Inc., Barred from Securities Industry ...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Options Losses - Nazeeh I. Aranki (Nazeeh Aranki) Suspended from Securities Industry and Fired by Ameriprise Financial Services, Inc. 

...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Investor Losses - Darren Hayward Allen (Darren Allen) Fired by Wells Fargo Advisors, LLC 

From 2015 until Darren Allen’s firing in 2016, Darren Allen was licensed with Wells Fargo...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Investor Losses - Robert Kenneth Stephens (Robert Stephens) Permitted to Resign from Allstate Financial Services, LLC 

From 2000...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Investor Losses - Randall A. Samson (Randall Samson) Barred from Securities Industry and Resigned from Ameriprise Financial Services, Inc. 

From 1996 until Randall Samson’s...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Investor Losses - Edward Keith Roos (Edward Roos) a/k/a E. Keith Roos Suspended from Securities Industry and Fired by LPL Financial LLC

From 2011 until Edward Roos’ firing in 2014,...Read more

Jan 15

Jeffrey Todd Riggs (Jeffrey Riggs) Fired by Investment Professionals, Inc. - Goodman & Nekvasil P.A., May Recover Investor Losses

From February 2016 until Jeffrey Riggs’ firing in September 2016, Jeffrey Riggs was...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Investor Losses - Frank Javier Avitia (Frank Avitia) Fired by Securities America, Inc. 

From 2012 until Frank Avitia’s firing in 2013, Frank Avitia was licensed with Securities...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Investor Losses - Jeanne Tabor Barnard (Jeanne Barnard) Fired by Wells Fargo Clearing Services, LLC 

From 2015 until Jeanne Barnard’s firing in 2017, Jeanne Barnard was...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Losses on GOGO, Inc. (GOGO) and/or Other Investments - Barry Stephen Brower (Barry Brower) Suspended from Securities Industry and Resigned from Ameriprise Financial Services, Inc. 

...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Investor Losses - Patrick Gordon Carr (Patrick Carr) Suspended from Securities Industry and Fired by UBS Financial Services, Inc.

From 2008 until Patrick Carr’s firing in 2013,...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Investor Losses - David Robert Chambers (David Chambers) Licensed with Ameriprise Financial Services, Inc.

David Chambers has been Licensed with Ameriprise Financial Services, Inc....Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Investor Losses - Judith Ann Copeland (Judi Copeland) a/k/a Judi Mack Fired by Ameriprise Financial Services, Inc. 

From 2006 until Judi Copeland’s firing in 2012, Judi Copeland was...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Investor Losses - Theresa Ann Crescenzi (Theresa Crescenzi) Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated

From April 2014 until Theresa Crescenzi’s firing in...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Investor Losses - Brian Conrad Dorgan (Brian Dorgan) Fired by Wells Fargo Advisors, LLC 

From 2007 until Brian Dorgan’s firing in 2015, Brian Dorgan was licensed with Wells Fargo...Read more

Jan 11

Goodman & Nekvasil P.A., May Recover Investor Losses - Erik Lawrence Hockenberry (Erik Hockenberry) Formerly Licensed with LPL Financial LLC, Barred from Securities Industry

Erik Hockenberry was licensed with...Read more

Jan 11

Goodman & Nekvasil P.A., May Recover Losses on Promissory Notes or Other Investments - Gerard Anthony Fagnant (Gerard Fagnant) a/k/a Gerad Anthony Fagnant of LPL Financial LLC Barred from Securities Industry

...Read more

Jan 11

Goodman & Nekvasil P.A., May Recover Investor Losses - David William Beutler (David Beutler) Formerly Licensed with Wells Fargo Advisors, LLC, Barred from Securities Industry

David Beutler was licensed with...Read more

Jan 11

Goodman & Nekvasil P.A., May Recover Investor Losses - Nilda Lee Vasey (Nilda Vasey) Formerly Licensed with Lincoln Financial Advisors Corporation, Barred from Securities Industry 

Nilda Vasey was licensed...Read more

Jan 11

Goodman & Nekvasil P.A., May Recover Investor Losses - George Alexander Watson (George Watson) a/k/a Alex Watson Formerly Licensed with Investacorp, Inc., Barred from Securities Industry

George Watson was...Read more

Jan 11

Goodman & Nekvasil P.A., May Recover Investor Losses - Edward Homer Painter (Edward Painter) Barred from Securities Industry

Edward Painter has been licensed with UBS Financial Services, Inc., Citigroup Global...Read more

Jan 11

Goodman & Nekvasil P.A., May Recover Investor Losses - Richard Martin Ohlhaber (Richard Ohlhaber) Barred from Securities Industry 

Richard Ohlhaber was licensed with Southwest Securities, Inc. from 2008 to...Read more

Jan 11

Goodman & Nekvasil P.A., May Recover Investor Losses - Harvey Alan Weisenfeld (Harvey Weisenfeld) Formerly Licensed with Allstate Financial Services, LLC, Barred from Securities Industry

Harvey Weisenfeld was...Read more

Jan 11

Goodman & Nekvasil P.A, May Recover Investor Losses - Daniel Gerard Derepentigny (Daniel Derepentigny), Formerly Licensed with National Securities Corporation, Barred from Securities Industry

Daniel...Read more

Jan 11

Goodman & Nekvasil P.A, May Recover Investor Losses - Chad Everett Wiegand (Chad Wiegand) Formerly Licensed with National Planning Corporation, Pleads Guilty to Conspiracy to Commit Securities Fraud

Chad...Read more

Jan 11

Goodman & Nekvasil P.A., May Recover Investor Losses - Assan Faal Barred from Securities Industry

Assan Faal has been licensed with Stifel, Nicolaus & Company, Incorporated, Sterne, Agee & Leach, Inc...Read more

Jan 11

Goodman & Nekvasil P.A, May Recover Investor Losses - James Michael Sarkauskas Sr. (James Sarkauskas) Barred from the Securities Industry by the SEC

James Sarkauskas was licensed with Western International...Read more

Jan 11

Goodman & Nekvasil P.A, May Recover Investor Losses - Douglas Eric Hampton Pleads Guilty to Conspiracy to Commit Federal Program Bribery 

Douglas Hampton was licensed with First Allied Securities, Inc. from...Read more

Jan 11

Goodman & Nekvasil P.A, May Recover Investor Losses - Anthony Vincent Ferrone Barred from Securities Industry

Anthony Ferrone was formerly licensed with...Read more

Jan 11

Goodman & Nekvasil P.A, May Recover Investor Losses - John Stuart Hudnall Barred from Securities Industry

John Hudnall was formerly licensed with U.S. Bancorp Investments, Inc. and Bancwest Investment Services...Read more

Jan 11

Goodman & Nekvasil P.A, May Recover Investor Losses - Andrew Scott Corbman Barred from Securities Industry

Andrew Corbman was formerly licensed with Kovack Securities, Inc. and Newbridge Securities Corporation...Read more

Jan 11

GOODMAN & NEKVASIL P.A, MAY RECOVER YOUR INVESTMENT LOSSES – JEFFREY HAMILTON HOWELL BARRED FROM SECURITIES INDUSTRY ...Read more

Jan 11

Goodman & Nekvasil P.A., May Recover Your Investment Losses - Barbara Lucille Desiderio (Barbara Desiderio) Barred From Securities Industry

Barbara Desiderio was licensed with Herbert J. Sims & Co. Inc....Read more

Jan 10

Goodman & Nekvasil P.A., May Recover Investor Losses on Variable Annuities - Kwimin Ahn (Ken Ahn) Fired by Pruco Securities, LLC 

From 2001 until Ken Ahn’s firing in 2017, Ken Ahn was licensed with Pruco Securities, LLC...Read more

Jan 10

Goodman & Nekvasil P.A., May Recover Investor Losses - Jason Michael Belajack (Jason Belajack) Fired by Lincoln Financial Advisors Corporation and Barred from Securities Industry

From 2015 until Jason Belajack’s firing...Read more

Jan 10

Goodman & Nekvasil P.A., May Recover Investor Losses - Johnathan Mandel Lo (Johnathan Lo) Barred from Securities Industry and Permitted to Resign from NYLife Securities LLC

...Read more

Jan 10

Goodman & Nekvasil P.A., May Recover Investor Losses - Rajen S Sheth (Rajen Sheth) a/k/a Rajenkumar S. Sheth Formerly Licensed with Pruco Securities, LLC

From 1992 until Rajen Sheth’s resignation in 2017, Rajen Sheth...Read more

Jan 09

Goodman & Nekvasil P.A., May Recover Investor Losses - Lynn Alan Simon (Lynn Simon) Fired by CFD Investments, Inc. and Barred from Securities Industry

From 2008 until Lynn Simon’s firing in 2013, Lynn Simon was licensed...Read more

Jan 09

Goodman & Nekvasil P.A, May Recover Your Investment Losses - Cathy Ione Earnest (Cathy Earnest) a/k/a Cathy Rue Formerly Licensed with Pruco Securities, LLC, Barred from Securities Industry

Cathy Earnest was licensed...Read more

Jan 09

Goodman & Nekvasil P.A., May Recover Investor Losses - Michael Haimoff a/k/a Mikhail Khaimov Fired by Allstate Financial Services, LLC 

From 2012 until Michael Haimoff’s...Read more

Jan 09

Goodman & Nekvasil P.A., May Recover Investor Losses - James Reginald Esaw Fired by Allstate Financial Services, LLC 

From 2014 until James Esaw’s firing in 2016, James...Read more

Jan 09

Goodman & Nekvasil P.A., May Recover Investor Losses - Clement Lancelot Chichester (Clement Chichester) a/k/a Clement Ignatius Chichester Fired by Western International Securities, Inc. and Barred from Securities Industry

...Read more

Jan 09

Goodman & Nekvasil P.A., May Recover Investor Losses - Michael David Cushing (Michael Cushing) Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated

From 2012 to 2013 and again from 2014 until Michael Cushing’...Read more

Jan 09

Goodman & Nekvasil P.A., May Recover Investor Losses - Madelyn Barker a/k/a Madelyn Badillo, Madeline Barker, Madelyn Frizalone and Madelyn Shokoufanden, Fired by Pruco Securities, LLC 

From 2009 until Madelyn Barker’s...Read more

Jan 08

Goodman & Nekvasil P.A., May Recover Investor Losses - Nathan A. Majors Jr. (Nathan Majors) Suspended from Securities Industry and Fired by LPL Financial LLC

From February 2015 until Nathan Majors’ firing in May 2015,...Read more

Jan 08

Goodman & Nekvasil P.A., May Recover Investor Losses - Qui Hong Lam Suspended from Securities Industry and Fired by UBS Financial Services, Inc. 

From 2011 until Qui Hong Lam’s firing in May 2014, Qui Hong Lam was...Read more

Jan 08

Goodman & Nekvasil P.A., May Recover Investor Losses - Kim Dung Le (Kim Le) Fired by State Farm VP Management Corp. and Barred from Securities Industry

From 2013 until Kim Le’s firing in 2016, Kim Le was licensed with...Read more

Jan 08

Feisal Ahmed Khan Malik (Feisal Ahmed Malik) Suspended from Securities Industry and Fired by Signator Investors, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses

From 2007 until Feisal Ahmed Malik’s firing in...Read more

Jan 08

Goodman & Nekvasil P.A., May Recover Investor Losses - Dayna Lee Mabray (Dayna Mabray) a/k/a Dayna Lee Bonnefeld and Dayna Lee Dresher, Fired by Pruco Securities, LLC

From 2015 until Dayna Mabray’s firing in 2017, Dayna...Read more

Jan 08

Goodman & Nekvasil P.A., May Recover Investor Losses - Robert D. Mahoney (Robert Mahoney) Fired by LPL Financial LLC 

From 2007 until Robert Mahoney’s firing in 2016, Robert Mahoney was licensed with LPL Financial LLC....Read more

Jan 08

Goodman & Nekvasil P.A., May Recover Investor Losses - Adam Gunars Rabinowitz (Adam Rabinowitz) Fired by Pruco Securities, LLC 

From 2012 until Adam Rabinowitz’ firing in 2015, Adam Rabinowitz was licensed with Pruco...Read more

Jan 08

Goodman & Nekvasil P.A., May Recover Investor Losses - Natalia Pesin Fired by Pruco Securities, LLC and Barred from Securities Industry 

From 2002 until Natalia Pesin’s firing in 2015, Natalia Pesin was licensed with...Read more

Jan 08

Goodman & Nekvasil P.A., May Recover Investor Losses - Leslie George Markus Jr. (George Markus) a/k/a Lester George Markus Named in FINRA Disciplinary Action and Fired by Ameriprise Financial Services, Inc.

From 2012...Read more

Jan 05

Goodman & Nekvasil, P.A. May Recover Investor Losses - Investor Alert: Cobalt International Energy, Inc. (CIEIQ) Bankruptcy 

Goodman & Nekvasil, P.A., a Clearwater,...Read more

Jan 05

William Lee Hutchinson (Bill Hutchinson) Formerly Licensed with J.P. Turner & Company L.L.C., Barred from Securities Industry – Goodman & Nekvasil P.A, May Recover Your Investment Losses

Bill Hutchinson...Read more

Jan 05

Goodman & Nekvasil P.A, May Recover Your Investment Losses - Eduardo Guillermo Diaz (Eduardo Diaz) a/k/a Edward Diaz Formerly Licensed with Next Financial Group, Inc. and Kovack Securities, Inc., Pleads Guilty to Frauds and Swindles ...Read more

Jan 05

Goodman & Nekvasil P.A, May Recover Your Investment Losses - Gregg Darren Templeton (Gregg Templeton) Formerly Licensed with Oppenheimer & Co. Inc., Barred from Securities Industry

Gregg Templeton was...Read more

Jan 05

Goodman & Nekvasil P.A, May Recover Your Investment Losses - Robert Russel Tweed (Rusty Tweed) Charged with Fraud by the SEC

Rusty Tweed has been licensed with Cabot Lodge Securities, LLC since 2015. Rusty...Read more

Jan 05

Goodman & Nekvasil P.A, May Recover Your Investment Losses on ForceField Energy Inc. - Gerald Cocuzzo (Gerry Cocuzzo) Pleads Guilty to Securities Fraud and is Barred from Securities...Read more

Jan 05

Goodman & Nekvasil P.A, May Recover Your Investment Losses - Jerry Dewayne McCutchen Sr. (Jerry McCutchen) Formerly Licensed with Berthel, Fisher & Company Financial Services, Inc. Barred from Securities Industry...Read more

Jan 05

Goodman & Nekvasil P.A, May Recover Your Investment Losses on ForceField Energy Inc. - Pranav V Patel (Pranav Patel) Pleads Guilty to Securities Fraud and is Barred from Securities Industry

Pranav Patel has...Read more

Jan 05

Goodman & Nekvasil P.A, May Recover Your Investment Losses - James Walter Ignatowich (James Ignatowich) Formerly Licensed with Newbridge Securities Corporation, Barred from Securities Industry

James Ignatowich...Read more

Jan 05

Goodman & Nekvasil P.A, May Recover Your Investment Losses - Ralph Christopher Calabro Barred from Securities Industry

Ralph Calabro was licensed with National Securities Corporation from 2011 to 2013. Ralph Calabro was...Read more

Jan 05

Goodman & Nekvasil P.A, May Recover Your Investment Losses - Christopher Thomas Tolmacs Formerly Licensed with Triad Advisors, Inc., Barred from Securities Industry

Christopher Tolmacs was licensed with Triad...Read more

Jan 05

Goodman & Nekvasil P.A, May Recover Your Investment Losses - David Leonard Sheppard Barred from Securities Industry

David Sheppard was formerly licensed with Meyers Associates, L.P., Aegis Capital Corp., and...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - Michael Edward Halla (Michael Halla) Suspended from Securities Industry and Permitted to Resign from Ameriprise Financial Services, Inc. 

From 1996 until...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - Stephen Jay Landa (Stephen Landa) Suspended from Securities Industry and Resigned from Invest Financial Corporation

From 2005 until Stephen Landa’s...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - Radcliffe Robert Daly (Cliff Daly) a/k/a Radd Daly Suspended from Securities Industry, Permitted to Resign from Ameriprise Financial Services, Inc.

From...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - Peter Frederick Butler (Pete Butler) Suspended from Securities Industry and Permitted to Resign from Ameriprise Financial Services, Inc.

From 2010 until...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - Jon Mark Dabareiner (Jon Dabareiner) Suspended from Securities Industry, Formerly Licensed with Concord Wealth Partners and Ameriprise Financial Services, Inc.

...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - Barry David Abrams (Barry Abrams) Suspended from Securities Industry and Fired by Securities Service Network, Inc.

From 2001 until Barry Abrams’ firing in...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - John E. Burns (John Burns) Suspended from Securities Industry, Permitted to Resign from Ameriprise Financial Services, Inc. and...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - Kevin Lawrence Barbalace (Kevin Barbalace) Suspended from Securities Industry and Fired by Dawson James Securities, Inc. 

From 2011 until Kevin Barbalace’...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - Eric Dean Rolshoven (Eric Rolshoven) Fined by the State of Montana and Fired by FSC Securities Corporation

From 1994 until Eric Rolshoven’s firing in 2015...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover losses on Real Estate or Other Investments - Frederick Wesley Roehm (Rick Roehm) Suspended from Securities Industry and Fired by FSC Securities Corporation

From 2009 until...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - Paul Steven Plemenos (Paul Plemenos) Suspended from Securities Industry and Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paul Plemenos...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - Matthew John Westfall (Matt Westfall) Suspended from Securities Industry and Fired by National Planning Corporation

Matt Westfall was licensed with...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - Michael A Greer (Michael Greer) Suspended from Securities Industry and Fired by FSC Securities Corporation and Securities America, Inc.

Michael Greer was...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - James Keith Cox (James Cox) Suspended from Securities Industry and Fired by Stifel, Nicolaus & Company, Incorporated

From 2015 until James Cox’s...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses on ETFs - Jack B. McBride (Jack McBride) Suspended from Securities Industry and Fired by Ameriprise Financial Services, Inc.

From 2009 until Jack McBride’s...Read more

Jan 05

Goodman & Nekvasil P.A, May Recover Your Losses on Options - Stephen Eldridge Ridgely II Barred from Securities Industry 

Stephen Ridgely II was formerly licensed with Ameriprise Financial Services, Inc. and...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - Stuart L. Pearl (Stu Pearl) Suspended from the Securities Industry and Fired by Ameriprise Financial Services, Inc.

From 2010 until Stu Pearl’s firing in...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - John Isaac Roach (John Roach) Suspended from Securities Industry and Fired by CCO Investment Services Corp. a.k.a Citizens Securities, Inc.

From 2007...Read more

Jan 03

Goodman & Nekvasil P.A., May Recover Investor Losses - Bruce Michael Weinstein (Bruce Weinstein) Barred from Securities Industry, Fired by Sterne Agee Financial Services, Inc. and Resigned from Morgan Stanley Smith Barney...Read more

Jan 03

Goodman & Nekvasil P.A., May Recover Investor Losses - Donna Chen a/k/a Cheng-Ying Chen Fired by Sunbelt Securities, Inc. and Ameriprise Financial Services, Inc. and Barred from Securities Industry

From 2011...Read more

Jan 03

Goodman & Nekvasil P.A., May Recover Investor Losses - Fontaine Boutwell a/k/a Fontaine Boggs and Fontaine Boutwell Randall Fired by Allstate Financial Services, LLC and Barred from Securities Industry

From...Read more

Jan 03

Goodman & Nekvasil P.A., May Recover Investor Losses - Bart James Ellis (Bart Ellis) Fired by Ameriprise Financial Services, Inc. and Barred from Securities Industry

From 2009 until Bart Ellis’ firing in 2012...Read more

Jan 03

Goodman & Nekvasil P.A., May Recover Investor Losses - Jerry Lou Guttman (Jerry Guttman) Fired by United Planners Financial Services of America A Limited Partner and Barred from Securities Industry

From 2001...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Gary Michael Strange (Gary Strange) Formerly Licensed with Cambridge Investment Research, Inc. 

From 2015 until 2016, Gary Strange was licensed with Cambridge...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Mark William Eisma (Mark Eisma) Licensed with Allstate Financial Services, LLC

Since 2012, Mark Eisma has been licensed with Allstate Financial Services, LLC. Mark...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - James David Goodland (James Goodland) of Cambridge Investment Research, Inc., Barred as a Supervising Principal from Securities Industry 

From 2000 until 2013, James...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Kermit Gordon Gable, Jr. (Kermit Gable) Suspended by the Texas State Securities Board and Permitted to Resign from Cambridge Investment Research, Inc.

From 2012...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Howard Deen Richards (Howard Richards) Formerly Licensed with Cambridge Investment Research, Inc., Barred from Securities Industry...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Christopher George Taylor (Chris Taylor) Barred from Securities Industry and Permitted to Resign by Cambridge Investment Research, Inc.

From 2009 until Chris Taylor’...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Curtis C. Randle-El III (Curtis Randle-El) Suspended from Securities Industry and Fired by PNC Investments 

From...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Francesco Puccio Barred from Securities Industry and Fired by Cambridge Investment Research, Inc.

From 2014 until...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Derek Lee Miller (Derek Miller) Barred from Securities Industry and Fired by Securities America, Inc. 

From 2013 until Derek Miller’s firing in 2014, Derek Miller...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Tauber Lawrence Emmings (Toby Emmings) Formerly Licensed with Cambridge Investment Research, Inc., Barred from Securities Industry 

From 2008 until 2014, Toby...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Scott Forrest Goldman (Scott Goldman) Formerly Licensed with H. Beck, Inc., Suspended from Securities Industry.

From 2010 until 2016, Scott Goldman was licensed with...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Michael Christopher Evangelista (Mike Evangelista) Barred from Securities Industry and Fired by Comprehensive Asset Management and Servicing,...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Andrew Jason Schroeder (AJ Schroeder) Formerly Licensed with Cetera Advisors LLC

From 2012 until 2014, AJ Schroeder was licensed with Cetera Advisors LLC. FINRA...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Cody Brian Schmitz (Cody Schmitz) Fired by United Planners’ Financial Services of America A Limited Partner 

From 2016 until Cody Schmitz’s firing in 2017, Cody...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Cory Ward Taylor (Cory Taylor) Permitted to Resign by Ameriprise Financial Services, Inc. and Barred from Securities Industry

From 2004 until Cory Taylor’s...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Your Investment Losses - Joseph Roger Daigneault (Joseph Daigneault) Formerly Licensed with Investors Capital Corp., Suspended from Securities Industry ...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Bryan Oscar Eberle (Bryan Eberle) Permitted to Resign from LPL Financial LLC 

From October 2011 until Bryan Eberle’s resignation December 2015, Bryan Eberle was...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Steven Earle Blanke (Steven Blanke) Formerly Licensed with Capital Financial Services, Inc. 

Steven Blanke was licensed with Capital Financial Services, Inc. from...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses on Variable Annuities - Gregory Brian Van Winkle (Gregory Van Winkle) Suspended from Securities Industry and Fired by Securities America, Inc. 

From 1995 until...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Jerry Brian Willborn (Jerry Willborn) Licensed with Frost Brokerage Services, Inc.

Jerry Willborn has been licensed with Frost Brokerage Services, Inc. since 1996....Read more

Jan 02

David Kenneth Rubenstein (David Rubenstein) Fired by Wells Fargo Advisors, LLC and Permitted to Resign from Ameriprise Financial Services, Inc. - Goodman & Nekvasil P.A., May Recover Investor Losses

From 2015 until...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Robert Francis Ryder Jr. (Robert Ryder) Fired by Wells Fargo Advisors, LLC 

From February 2010 until Robert Ryder’s firing in November 2015, Robert Ryder was...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Kathy Michelle Keadle (Kathy Keadle) a/k/a Kathy Michelle Moran-Phillips Fired by Lincoln Financial Securities Corporation

From 2011 until Kathy Keadle’s firing in...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Christopher Blake Pitts (Christopher Pitts) Formerly Licensed with LPL Financial LLC 

From 2011 until Christopher Pitts’ resignation in 2015, Christopher Pitts was...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Donald Charles Madigan (Donald Madigan) Licensed with Garden State Securities, Inc. 

Donald Madigan has been licensed with Garden State Securities, Inc. since 2009...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Bruce Michael Sabourin (Bruce Sabourin) Barred from Securities Industry and Fired by Cetera Advisors LLC

From 2012 until Bruce Sabourin’s firing in 2014, Bruce...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - James Arnold Busch (James Busch) Barred from Securities Industry and Fired by Wells Fargo Advisors, LLC

From 2000...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Hossein Amirriahei a/k/a Amir Amirriahei and Riahei Amirriahei Fired by Wells Fargo Advisors, LLC and Barred from Securities Industry

From 2003 until Hossein...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - James Edward Knee (Jim Knee) Fired by Voya Financial Advisors, Inc.

From 2015 until Jim Knee’s firing in 2016, Jim Knee was licensed with Voya Financial Advisors,...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Jeffrey Louis Kuhn (Jeffrey Kuhn) Formerly Licensed with Herbert J. Sims & Co. Inc., Barred from Securities Industry

Jeffrey Kuhn was licensed with Herbert J....Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Ronald Wingkai Lam (Ronald Lam) a/k/a Ronald Wing Kai Lam Fired by Wells Fargo Advisors, LLC 

From 2011 until...Read more

Jan 02

Michael Craig Radecker (Michael Radecker) Formerly Licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated - Goodman & Nekvasil P.A., May Recover Investor Losses

From 2012 until Michael Radecker’s...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Kim Dee Isaacson (Kim Isaacson) Fired by Ameriprise Financial Services, Inc. and Barred from Securities Industry

...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Thomas Michael Consigli (Thomas Consigli) Fired by Lifemark Securities Corp. and Barred from Securities Industry

From 2009 until Thomas Consigli’s firing in 2013,...Read more

Dec 29

Goodman & Nekvasil P.A, May Recover Investor Losses - Edward Raymond Segur III (Eddie Segur) Formerly Licensed with Fordham Financial Management, Inc., Suspended from Securities Industry...Read more

Dec 29

Goodman & Nekvasil P.A, May Recover Investor Losses - Craig Edward Lewis (Craig Lewis) Formerly Licensed with VALIC Financial Advisors, Inc., Barred from the Securities Industry 

From 2012 until 2016, Craig Lewis was...Read more

Dec 29

Goodman & Nekvasil P.A, May Recover Investor Losses - James Rhys Bernthal (James Bernthal) Formerly Licensed with Network 1 Financial Securities Inc. 

From 2012 until 2016, James Bernthal was licensed with Network 1...Read more

Dec 29

Goodman & Nekvasil P.A, May Recover Investor Losses - Jason Bryce VanClef (Jason VanClef) Formerly Licensed with VFG Securities, Inc., Suspended from Securities Industry

From 2009 until November 2017, Jason VanClef was...Read more

Dec 28

Goodman & Nekvasil P.A., May Recover Your Investment Losses - Geraldine Gordon Licensed with Ameriprise Financial Services, Inc., Suspended from Securities Industry

Geraldine Gordon has been licensed with...Read more

Dec 28

Goodman & Nekvasil P.A., May Recover Investor Losses - Douglas Wayne Studer (Doug Studer) Barred from Securities Industry

Doug Studer was formerly licensed with Kovack Securities Inc., National Securities...Read more

Dec 28

Goodman & Nekvasil P.A., May Recover Investor Losses - John Howard Pemberton (John Pemberton) Formerly Licensed with Ameriprise Financial Services, Inc. Barred from Securities Industry

John Pemberton was...Read more

Dec 28

Goodman & Nekvasil P.A., May Recover Investor Losses - Rick Alan Davidson (Rick Davidson) Formerly Licensed with Morgan Stanley 

From 2009 until Rick Davidson’s resignation in 2016, Rick Davidson was licensed...Read more

Dec 28

Goodman & Nekvasil P.A, May Recover Investor Losses - George Bussanich (George Bussanich) Barred from Securities Industry and Fired by Kovack Securities Inc.

From 2006 until...Read more

Dec 28

Goodman & Nekvasil P.A, May Recover Investor Losses - Jeffrey Scott Ingros (Jeffrey Ingros) Barred from Securities Industry and Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated

From 2007 until...Read more

Dec 28

Goodman & Nekvasil P.A, May Recover Investor Losses - Anthony Vultaggio, Jr. (Anthony Vultaggio) Formerly Licensed with American Capital Partners, LLC, Barred from Securities Industry...Read more

Dec 28

Goodman & Nekvasil P.A, May Recover Investor Losses - Stuart Anthony Cahill (Stuart Cahill) Suspended from Securities Industry and Fired by Triad Advisors, Inc.

From 2004 until Stuart Cahill’s firing in 2013,...Read more

Dec 28

Goodman & Nekvasil P.A, May Recover Your Investment Losses - William Daniel Bucci Pleads Guilty to Securities Fraud 

William Bucci was licensed with Financial Network Investment Corporation from August 2011 to...Read more

Dec 28

Goodman & Nekvasil P.A, May Recover Your Investment Losses - Michael Anthony Barina Suspended from Securities Industry

Michael Barina was licensed with Aegis...Read more

Dec 28

Goodman & Nekvasil P.A. Files Arbitration Claim - Daniel Howard Glick (Daniel Glick) Charged with Theft and Fired by Transamerica Financial Advisors, Inc. 

Goodman & Nekvasil, P.A. has...Read more

Dec 28

Goodman & Nekvasil P.A., May Recover Investor Losses - Mark John Nuovo (Mark Nuovo) Formerly Licensed with Euro Pacific Capital, Inc., Barred from Securities Industry

From 2008 until Mark Nuovo’s resignation...Read more

Dec 28

Goodman & Nekvasil P.A, May Recover Investor Losses - Richard Marvin Muhlberg (Richard Muhlberg) Suspended from Securities Industry and Fired by Sigma Financial Corporation

...Read more

Dec 28

Goodman & Nekvasil P.A, May Recover Investor Losses - Dennis Allen Webb (Deno Webb) Suspended from Securities Industry and Fired by Cantella & Co., Inc.

From 2012 until Deno Webb’s firing in 2016, Deno Webb was...Read more

Dec 26

Goodman & Nekvasil P.A, May Recover Investor Losses - Valentino Infante (Valentino Infante) Formerly Licensed with Wells Fargo Advisors, LLC, Barred from Securities Industry...Read more

Dec 26

Goodman & Nekvasil P.A., May Recover Investor Losses - Haran George Brucker (Haran Brucker) Formerly Licensed with Investors Capital Corp. 

Haran Brucker was licensed...Read more

Dec 26

Goodman & Nekvasil P.A., May Recover Investor Losses - Joseph Kennon Jayne (Joseph Jayne) Barred from Securities Industry and Fired by Ameriprise Financial Services, Inc.

From 2009 until Joseph Jayne’s firing in 2014,...Read more

Dec 26

Goodman & Nekvasil P.A., May Recover Investor Losses - Jennifer Rebecca Johnson (Jennifer Johnson) a/k/a Jennifer Rebecca Lustig Barred from Securities Industry and Fired by Ameriprise Financial Services, Inc.

From 2009...Read more

Dec 26

Goodman & Nekvasil P.A., May Recover Your Investment Losses - Anna Khai a/k/a Anna Khatchatrian Formerly Licensed with Morgan Stanley, Barred From Securities Industry

Anna Khai was licensed with Morgan Stanley from 2012...Read more

Dec 26

Goodman & Nekvasil P.A., May Recover Investor Losses - Malinda Lynn Rowe (Malinda Rowe) a/k/a Malinda Lynn Coleman Fired by Raymond James Financial Services, Inc. 

From January 2013 until Malinda Rowe’s firing in...Read more

Dec 26

Goodman & Nekvasil P.A., May Recover Losses on ETFs and/or Other Investments - Blake Martin Sallee (Blake Sallee) Formerly Licensed with LPL Financial LLC Barred from Securities Industry

Blake Sallee was licensed with...Read more

Dec 26

Goodman & Nekvasil P.A., May Recover Investor Losses - Deane Serfer Rudofker (Deane Rudofker) Fired by Wells Fargo Advisors, LLC and Ameriprise Financial Services, Inc.

From 2003 until Deane Rudofker’s firing in 2015,...Read more

Dec 26

Jeane Silerio-Koots a/k/a Jeane Dahiloc Silerio and Jeane Silerw-Koots, Fired by Morgan Stanley - Goodman & Nekvasil P.A., May Recover Investor Losses

From 2009 until Jeane Silerio-Koots’ firing in 2015, Jeane Silerio-...Read more

Dec 26

Goodman & Nekvasil P.A. May Recover Investor Losses - Eubiquity Capital LLC Involved in Ponzi Scheme

Stephen Eubanks, a licensed broker with Bright Trading, LLC from 2010 until Stephen Eubanks’ firing in 2016, pled...Read more

Dec 26

Goodman & Nekvasil P.A. May Recover Investor Losses - M&M Real Estate Investments, LLC 

M&M Real Estate Investments, LLC is a limited-liability company formed by Terence Marable and Terence Marable’s wife, for...Read more

Dec 26

Goodman & Nekvasil P.A., May Recover Investor Losses - Li-Lin Hsu a/k/a Yilin Hsu Fired by Ameriprise Financial Services, Inc. and Barred from Securities Industry

From 2006 until Li-Lin Hsu’s firing in 2015, Li-Lin Hsu...Read more

Dec 26

Goodman & Nekvasil P.A., May Recover Investor Losses - Gregory Gerard Friel (Gregory Friel) Formerly Licensed with Concorde Investment Services, LLC and Harvest Capital LLC 

Gregory Friel was formerly licensed with...Read more

Dec 26

Goodman & Nekvasil P.A., May Recover Investor Losses - Jonathan Ben Mirer (Jon Mirer) Formerly Licensed with Wells Fargo Advisors, LLC  

Jon Mirer was licensed with Wells Fargo Advisors, LLC from 2003 to 2016. Jon Mirer...Read more

Dec 19

Goodman & Nekvasil P.A., May Recover Investor Losses - Timothy John Knutson (Timothy Knutson) Suspended from Securities Industry and Permitted to Resign from Ameriprise Financial Services, Inc.

From 2011 until Timothy...Read more

Dec 18

Goodman & Nekvasil, P.A., May Recover Investor Losses - Eagle Telephonics, Inc. (EGLA) Suspended by the SEC from Trading 

In suspending Eagle Telephonics, Inc. (EGLA) stock from trading, the SEC...Read more

Nov 28

Goodman & Nekvasil P.A, May Recover Investor Losses - Miller Energy Resources, Inc. (MILLQ) 

Goodman & Nekvasil, P.A. has filed several group arbitration claims alleging that Wells Fargo Advisors, LLC failed to...Read more

Nov 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Matthew Jon Lum (Matt Lum) Licensed with Girard Securities, Inc. 

Matt Lum has been licensed with Girard Securities, Inc. since 2004. FINRA reports that three...Read more

Oct 27

Goodman & Nekvasil P.A., May Recover Investor Losses - Joshua Bohlke O’Gara (Joshua O’Gara) Fired by MML Investors Services, LLC 

From March 2015 until Joshua O’Gara’s firing in May 2016, Joshua O’Gara was licensed with...Read more

Oct 26

Goodman & Nekvasil P.A., May Recover Your Investment Losses - Brent Morgan Porges (Brent Porges) Suspended from Securities Industry

Brent Porges has been licensed with Meyers Associates, L.P., Newbridge Securities...Read more

Oct 26

Goodman & Nekvasil P.A, May Recover Investor Losses - Gregg N. Nussbaum (Gregg Nussbaum), Barred from Securities Industry and Fired by Gilford Securities Incorporated

From 2012 until Gregg Nussbaum’s firing in 2013,...Read more

Oct 25

Goodman & Nekvasil P.A., May Recover Investor Losses - Glen Derek Delaney (Glen Delaney) Fired by Primary Capital LLC 

From June 2015 until Glen Delaney’s firing in August 2015, Glen Delaney was licensed with Primary...Read more

Oct 25

Goodman & Nekvasil P.A, May Recover Investor Losses - Austin Richard Dutton Jr. (Austin Dutton) Fined by the State of Pennsylvania

Austin Dutton is licensed with Sandlapper Securities, LLC and was previously licensed...Read more

Oct 25

Goodman & Nekvasil P.A., May Recover Investor Losses on Real Estate Investment Trusts - Gary Joel Chackman (Gary Chackman) Fired by Summit Brokerage Services, Inc., LPL Financial LLC and Barred from Securities Industry 

...Read more

Oct 23

Goodman & Nekvasil P.A., May Recover Investor Losses - Brian David Smit (Brian Smit) Fired by LPL Financial, LLC

From 2010 until Brian Smit’s firing in 2015, Brian Smit...Read more

Oct 23

Goodman & Nekvasil P.A, May Recover Investor Losses - William Roy Kimberlin (William Kimberlin) Fired by MSI Financial Services, Inc., formerly ...Read more

Oct 20

Goodman & Nekvasil P.A., May Recover Investor Losses - Dennis Albert Mehringer Jr. (Dennis Mehringer) Licensed with Western International Securities, Inc. 

Since 2009, Dennis Mehringer has been licensed with Western...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Armstrong Energy, Inc. Alert: Armstrong Energy, Inc. Near Bankruptcy 

...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Bind Therapeutics, Inc. Alert: Bind Therapeutics, Inc. Bankruptcy 

Goodman & Nekvasil, P.A., a Clearwater, Florida...Read more

Oct 13

Cambridge Endoscopic Devices, Inc. Alert: Cambridge Endoscopic Devices, Inc. Bankruptcy - Goodman & Nekvasil, P.A., Recovering Investor Losses

Goodman &...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Basic Energy Services, Inc. Alert: Basic Energy Services, Inc. Bankruptcy

Goodman & Nekvasil, P.A., a Clearwater,...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Companion Diagnostics, Inc. Alert: Companion Diagnostics, Inc. Bankruptcy 

Goodman & Nekvasil, P.A., a Clearwater,...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - K-V Pharmaceutical Company Alert: K-V Pharmaceutical Company Bankruptcy 

Goodman & Nekvasil, P.A., a Clearwater,...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Atheronova, Inc. Alert: Atheronova, Inc. Bankruptcy 

...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Vyteris, Inc. Alert: Vyteris, Inc. Bankruptcy 

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a...Read more

Oct 13

Aspirity Energy, LLC Alert: Aspirity Energy, LLC Bankruptcy - Goodman & Nekvasil, P.A., Recovering Investor Losses

Goodman & Nekvasil, P.A., a Clearwater...Read more

Oct 13

Inspiration Biopharmaceuticals, Inc. Alert: Inspiration Biopharmaceuticals, Inc. Bankruptcy - Goodman & Nekvasil, P.A., Recovering Investor Losses

Goodman &...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Tengion, Inc. Alert: Tengion, Inc. Bankruptcy 

Goodman...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Epirus Biopharmaceuticals, Inc. Alert: Epirus Biopharmaceuticals, Inc. Bankruptcy

Goodman & Nekvasil, P.A., a...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Eastman Kodak Company Alert: Eastman Kodak Company Bankruptcy 

Goodman & Nekvasil, P.A., a Clearwater, Florida, law...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Neurologix, Inc. Alert: Neurologix, Inc. Bankruptcy

...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Gander Mountain Company Alert: Gander Mountain Company Bankruptcy 

...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Overton’s, Inc. Alert: Overton’s, Inc. Bankruptcy

Goodman & Nekvasil, P.A., a Clearwater, Florida...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Payless Holdings LLC Alert: Payless Holdings LLC Bankruptcy 

Goodman & Nekvasil, P.A., a Clearwater, Florida, law...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Mountain Creek Resort, Inc.  Alert: Mountain Creek Resort, Inc. Bankruptcy

Goodman & Nekvasil, P.A., a Clearwater,...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Optima Specialty Steel, Inc. Alert: Optima Specialty Steel, Inc. Bankruptcy

Goodman & Nekvasil, P.A., a Clearwater...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses: Ignite Restaurant Group Alert: Ignite Restaurant Group Bankruptcy 

Goodman & Nekvasil, P.A., a Clearwater, Florida,...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Avaya, Inc. Alert: Avaya, Inc.  Bankruptcy

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Ironclad Performance Wear Corporation Alert: Ironclad Performance Wear Corporation Bankruptcy

...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Adeptus Health, Inc. Alert: Adeptus Health, Inc. Bankruptcy

Goodman & Nekvasil, P.A., a Clearwater, Florida, law...Read more

Oct 13

Goodman & Nekvasil P.A., May Recover Investor Losses - Joseph Farah Fired by Gold Coast Securities, Inc. 

From 2002 until Joseph Farah’s firing in 2015, Joseph Farah was licensed with Gold Coast Securities, Inc....Read more

Oct 13

Goodman & Nekvasil P.A., May Recover Options Losses - Peter Gerhard Klaass (Peter Klaass), Allegis Investment Services, LLC

Peter Klaass was licensed with Allegis Investment Services, LLC from 2014 to 2017. Peter Klaass...Read more

Oct 13

Goodman & Nekvasil P.A., May Recover Investor Losses - Kenneth Joseph Kolquist (Kenneth Kolquist) Fired by Cetera Advisor Networks LLC 

From 2009 until Kenneth Kolquist’s firing in 2015, Kenneth Kolquist was licensed...Read more

Oct 13

Goodman & Nekvasil P.A., May Recover Investor Losses - Brent Van Lott (Brent Lott) Fired by LPL Financial LLC and Under FINRA Investigation

From 2006 until Brent Lott’s firing in 2013, Brent Lott was licensed with LPL...Read more

Oct 13

Goodman & Nekvasil P.A., May Recover Investor Losses - Laurence Michael Braunstein (Laurence Braunstein) Formerly Licensed with Morgan Stanley 

From 2010 until Laurence Braunstein’s resignation in 2015, Laurence...Read more

Oct 13

Goodman & Nekvasil P.A., May Recover Investor Losses - Stephen Lawrence Brown Licensed with Western International Securities, Inc. 

Stephen Brown has been licensed with Western International Securities, Inc. since 2006...Read more

Oct 13

Goodman & Nekvasil P.A., May Recover Investor Losses - Larry Westly Farmbry Fired by First Allied Securities, Inc.

From 2013 to 2015 Larry Farmbry was licensed with...Read more

Oct 12

Goodman & Nekvasil P.A, May Recover Investor Losses - VirnetX Holding Corp. (VHC)

An investor in VirnetX Holding Corp. (VHC) recently recovered $485,000 in an arbitration claim involving Daniel Shawn...Read more

Oct 12

Goodman & Nekvasil P.A., May Recover Investor Losses - Edward Lonnie Dover III Fired by SunTrust Investment Services, Inc. 

From 2005 until Edward Dover III’s firing in...Read more

Oct 12

Goodman & Nekvasil, P.A., Recovering Investor Losses - Refco, Inc. Alert: Refco, Inc. Bankruptcy 

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a...Read more

Oct 12

Goodman & Nekvasil, P.A., Recovering Investor Losses - RCS Capital Corp: RCS Capital Corp. Bankruptcy

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a...Read more

Oct 12

Unilife Corporation Alert: Unilife Corporation Bankruptcy - Goodman & Nekvasil, P.A., Recovering Investor Losses

Goodman & Nekvasil, P.A., a Clearwater,...Read more

Oct 11

Goodman & Nekvasil P.A., May Recover Your Investment Losses - Evan Matthew Kochav Formerly Licensed with White Cedar Group LLC Fired by World Equity Group, Inc. 

...Read more

Oct 11

Goodman & Nekvasil P.A, May Recover Investor Losses - Lorenzo Esteva Fired by UBS Financial Services, Inc.

From 2015 until Lorenzo Esteva’s firing in 2017, Lorenzo Esteva was licensed with UBS Financial Services, Inc....Read more

Oct 11

Goodman & Nekvasil P.A, May Recover Your Investment Losses - Brant Andrew Ray, Suspended from Securities Industry

Brant Ray was formerly licensed with Cetera Advisors, LLC, Commonwealth Financial Network, and...Read more

Oct 11

Goodman & Nekvasil P.A, May Recover Investor Losses - Anthony Diaz Barred from Securities Industry

Anthony Diaz was formerly licensed with IBN Financial Services, Inc., Sandlapper Securities, LLC, and International...Read more

Oct 11

Goodman & Nekvasil P.A, May Recover Your Investment Losses on Puerto Rico Bonds or other Investments - Dennis Coral Suspended from Securities Industry 

Dennis Coral has been licensed with International Assets Advisory,...Read more

Oct 10

Goodman & Nekvasil, P.A., Recovering Investor Losses - Savient Pharmaceuticals, Inc. Alert: Savient Pharmaceuticals, Inc. Bankruptcy 

Goodman & Nekvasil, P.A., a...Read more

Oct 05

Goodman & Nekvasil P.A, May Recover Investor Losses - Brian Andrew Bond Barred from Securities Industry

Brian Bond was formerly licensed with Newbridge Securities Corporation from 2006 to 2012.  Brian Bond was barred...Read more

Sep 22

Goodman & Nekvasil P.A, May Recover Investor Losses - Kevin Wanner Fired by Questar Capital Corporation

From 2012 until Kevin Wanner’s firing in 2015, Kevin Wanner was licensed with Questar Capital Corporation. Kevin...Read more

Sep 22

Goodman & Nekvasil P.A, May Recover Investor Losses - Leon Vaccarelli Fired by The Investment Center, Inc. 

From 2011 to 2017, Leon Vaccarelli was licensed with The Investment Center, Inc. According to FINRA’s records...Read more

Sep 22

Goodman & Nekvasil P.A, May Recover Your Investment Losses - Jeffrey Delone Suspended from Securities Industry

Jeffrey Delone was suspended from the securities and...Read more

Sep 22

Goodman & Nekvasil, P.A., May Recover Investment Losses - Sonya Camarco Discharged by LPL Financial LLC

From 2004 until Sonya Camarco’s firing in 2017, Sonya Camarco was...Read more

Sep 21

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES - ERNEST ROMER FIRED BY CORECAP INVESTMENTS, INC.

From 2012 until Ernest Romer’s firing in 2017, Ernest Romer was licensed with Corecap Investments, Inc. Ernest Romer...Read more

Sep 21

GOODMAN AND NEKVASIL, P.A., RECOVERING INVESTOR LOSSES - DENDREON CORPORATION ALERT: DENDREON CORPORATION BANKRUPTCY 

Goodman & Nekvasil, P.A., a...Read more

Sep 19

GOODMAN & NEKVASIL, P.A., RECOVERING INVESTOR LOSSES - RUE21 ALERT: RUE21 BANKRUPTCY 

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues...Read more

Sep 19

GOODMAN & NEKVASIL, P.A., RECOVERING INVESTOR LOSSES - PENAIR ALERT: PENAIR BANKRUPTCY

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues...Read more

Sep 19

21ST CENTURY ONCOLOGY ALERT: 21ST CENTURY ONCOLOGY BANKRUPTCY - GOODMAN & NEKVASIL, P.A., RECOVERING INVESTOR LOSSES

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm...Read more

Sep 19

GOODMAN AND NEKVASIL, P.A., RECOVERING INVESTOR LOSSES - BMC TRANSPORTATION, INC. ALERT: BMC TRANSPORTATION, INC. BANKRUPTCY

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice...Read more

Sep 19

GOODMAN & NEKVASIL, P.A.,RECOVERING INVESTOR LOSSES - TOYS-“R”-US ALERT: TOYS-“R”-US BANKRUPTCY

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors,...Read more

Sep 18

GOODMAN & NEKVASIL MAY RECOVER YOUR LOSSES - CITIFX ALPHA INVESTORS 

The SEC announced on January 24, 2017, that Morgan Stanley Smith Barney, LLC and Citigroup Global Markets Inc. have agreed to pay more than $2.96...Read more

Sep 14

GOODMAN & NEKVASIL MAY RECOVER YOUR LOSSES : NORTH DAKOTA DEVELOPMENTS, LLC AND ROBERT L. GAVIN AND DANIEL J. HOGAN

In May 2015, the SEC filed a complaint against North...Read more

Sep 06

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – WINSTON WADE TURNER FIRED BY PRUCO SECURITIES, LLC

From 2013 until Winston Turner’s firing in 2015, Winston Turner was licensed with Pruco Securities, LLC. According...Read more

Sep 06

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – JONOTHON MICHAEL LIEBERMAN FIRED BY ROCKWELL GLOBAL CAPITAL, LLC

From 2010 until his firing in 2015, Jonothon Lieberman was licensed with Rockwell Global Capital,...Read more

Sep 06

Goodman & Nekvasil P.A, May Recover Investor Losses - Bahram Mirhashemi Fired By Accelerated Capital Group, Inc.

From 2012 until his firing in 2016, Bahram Mirhashemi was licensed with Accelerated Capital Group, Inc....Read more

Aug 31

Goodman & Nekvasil, P.A., may recover your losses if you invested in Daystar Funding, LP, and/or F.A. Voight & Associates, LP, through Lizabeth G. Ty.  This is because Lizabeth G. Ty was employed by Park Avenue Securities, LLC, from...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

In May 2017, the Arizona Corporation Commission filed an action against Michael A. Crowe. The Arizona Corporation Commission alleged that Michael A. Crowe recommended that one of his clients invest $50,000 in Simply Smart Homes, LLC. Michael A. Crowe received a $2500 commission on this...Read more

Aug 28

In May 2017, the SEC filed a complaint against Verto Capital Management LLC and William R. Schantz, III, the founder and owner of Verto Capital Management LLC and Green Leaf Capital Management LLC. The SEC alleged that Verto Capital Management LLC and another entity controlled by Schantz...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Frank J. Capuano of Royal Alliance Associates, Inc. (“Royal Alliance”) consented to findings by FINRA that he sold approximately $1.1 million in Woodbridge Mortgage Investment Funds notes (“Woodbridge”) to nine customers, and that he failed to obtain written approval from his firm for these...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Ralph W. Savoie (“Savoie”) consented to findings by FINRA that he violated FINRA rules by failing to provide documents and information requested by the FINRA staff in investigating allegations that Savoie misappropriated more than $665,000. Savoie consented to a bar from association with any...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Ralph W. Savoie (“Savoie”) consented to findings by FINRA that he violated FINRA rules by failing to provide documents and information requested by the FINRA staff in investigating allegations that Savoie misappropriated more than $665,000. Savoie consented to a bar from association...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Adam K. Veron consented to findings by FINRA that he sold nearly $1.8 million in investments in Contract Funding and Corporate Management, LLC (“CFCM”) without providing written notice to, or obtaining approval from, his broker dealer, Questar Capital Corporation (“Questar”).  FINRA also found...Read more

Aug 25

Adam K. Veron consented to findings by FINRA that he sold nearly $1.8 million in investments in Contract Funding and Corporate Management, LLC (“CFCM”) without providing written notice to, or obtaining approval from, his broker dealer, Questar Capital Corporation (“Questar”).  FINRA also found...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 24

Goodman & Nekvasil, P.A. May Recover Investor Losses - UPDATED- Investor Alert: The SEC has Called Woodbridge Group a Ponzi Scheme - Woodbridge Group Has Filed For Chapter 11 Bankruptcy - Investors In Woodbridge Mortgage Investment Funds 1, LLC, 2, LLC...Read more

Aug 24

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 24

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 24

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 24

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments.   

...Read more
Aug 29

In an effort to avoid the possibility of Chapter 11 bankruptcy, real estate investor Tony Thompson is soliciting investors through his real estate management company Thompson National Properties to swap out failed high-yield-notes...Read more

Aug 20

We would like to welcome you to the new website for Goodman & Nekvasil! You may notice that the new layout is a change, but we hope that all of our work has gone into improving your experience with our home on the web. Please explore the site to...Read more

Aug 15

FINRA’s Board of Governors recently approved a rule proposal that prohibits firms and their representatives from conditioning...Read more

Aug 11

In an ongoing case brought by the SEC, Detroit Memorial Partners, LLC (“DMP”) and its managing member Mark Morrow have been charged with offering fraud. Morrow, a resident of Cincinnati, Ohio, is alleged to have orchestrated a scheme in which DMP issued approximately $19 million in...Read more

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