Sep 22

Goodman & Nekvasil P.A, May Recover Investor Losses - Kevin Wanner Discharged by Questar Capital Corporation

From 2012 until Kevin Wanner’s firing in 2015, Kevin Wanner worked for Questar Capital Corporation. Kevin...Read more

Sep 22

Goodman & Nekvasil P.A, May Recover Investor Losses - Leon Vaccarelli Discharged by The Investment Center, Inc. 

From 2011 to 2017, Leon Vaccarelli worked for The Investment Center, Inc. According to FINRA’s records...Read more

Sep 22

Goodman & Nekvasil P.A, May Recover Your Investment Losses - Jeffrey Delone Suspended from Securities Industry

Jeffrey Delone was suspended from the securities and...Read more

Sep 22

Goodman & Nekvasil, P.A., May Recover Investment Losses - Sonya Camarco Discharged by LPL Financial LLC

From 2004 until Sonya Camarco’s firing in 2017, Sonya Camarco...Read more

Sep 22

Goodman & Nekvasil P.A, May Recover Your Investment Losses - Frank Capuano Suspended from Securities Industry

Frank Capuano was suspended from the securities and investment banking industry for 1-year and fined $10,000...Read more

Sep 21

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES - ERNEST ROMER DISCHARGED BY CORECAP INVESTMENTS, INC.

From 2012 until Ernest Romer’s firing in 2017, Ernest Romer worked for Corecap Investments, Inc. Ernest Romer...Read more

Sep 21

GOODMAN AND NEKVASIL, P.A., RECOVERING INVESTOR LOSSES - DENDREON CORPORATION ALERT: DENDREON CORPORATION BANKRUPTCY 

Goodman & Nekvasil, P.A., a...Read more

Sep 19

GOODMAN & NEKVASIL, P.A., RECOVERING INVESTOR LOSSES - RUE21 ALERT: RUE21 BANKRUPTCY 

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues...Read more

Sep 19

GOODMAN & NEKVASIL, P.A., RECOVERING INVESTOR LOSSES - PENAIR ALERT: PENAIR BANKRUPTCY

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues...Read more

Sep 19

21ST CENTURY ONCOLOGY ALERT: 21ST CENTURY ONCOLOGY BANKRUPTCY - GOODMAN & NEKVASIL, P.A., RECOVERING INVESTOR LOSSES

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm...Read more

Sep 19

GOODMAN AND NEKVASIL, P.A., RECOVERING INVESTOR LOSSES - BMC TRANSPORTATION, INC. ALERT: BMC TRANSPORTATION, INC. BANKRUPTCY

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice...Read more

Sep 19

GOODMAN & NEKVASIL, P.A.,RECOVERING INVESTOR LOSSES - TOYS-“R”-US ALERT: TOYS-“R”-US BANKRUPTCY

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors,...Read more

Sep 18

GOODMAN & NEKVASIL MAY RECOVER YOUR LOSSES - CITIFX ALPHA INVESTORS 

The SEC announced on January 24, 2017, that Morgan Stanley Smith Barney, LLC and Citigroup Global Markets Inc. have agreed to pay more than $2.96...Read more

Sep 14

GOODMAN & NEKVASIL MAY RECOVER YOUR LOSSES : NORTH DAKOTA DEVELOPMENTS, LLC AND ROBERT L. GAVIN AND DANIEL J. HOGAN

In May 2015, the SEC filed a complaint against North...Read more

Sep 06

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – WINSTON WADE TURNER DISCHARGED BY PRUCO SECURITIES, LLC

From 2013 until Winston Turner’s firing in 2015, Winston Turner worked for Pruco Securities, LLC. According...Read more

Sep 06

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – JONOTHON MICHAEL LIEBERMAN DISCHARGED BY ROCKWELL GLOBAL CAPITAL, LLC

From 2010 until his firing in 2015, Jonothon Lieberman worked for Rockwell Global Capital, LLC...Read more

Sep 06

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES - BAHRAM MIRHASHEMI DISCHARGED BY ACCELERATED CAPITAL GROUP, INC.

From 2012 until his firing in 2016, Bahram Mirhashemi worked for Accelerated Capital Group, Inc....Read more

Sep 06

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – ANDREW TODD YOCUM DISCHARGED BY MORGAN STANLEY

From 2007 until his firing in 2015, Andrew Yocum worked for Morgan Stanley. According to FINRA’s records, Andrew Yocum...Read more

Aug 31

Goodman & Nekvasil, P.A., can recover your losses if you invested in Daystar Funding, LP, and/or F.A. Voight & Associates, LP, through Lizabeth G. Ty.  This is because Lizabeth G. Ty was employed by Park Avenue Securities, LLC, from January...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

In May 2017, the Arizona Corporation Commission filed an action against Michael A. Crowe. The Arizona Corporation Commission alleged that Michael A. Crowe recommended that one of his clients invest $50,000 in Simply Smart Homes, LLC. Michael A. Crowe received a $2500 commission on this...Read more

Aug 28

In May 2017, the SEC filed a complaint against Verto Capital Management LLC and William R. Schantz, III, the founder and owner of Verto Capital Management LLC and Green Leaf Capital Management LLC. The SEC alleged that Verto Capital Management LLC and another entity controlled by Schantz...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Frank J. Capuano of Royal Alliance Associates, Inc. (“Royal Alliance”) consented to findings by FINRA that he sold approximately $1.1 million in Woodbridge Mortgage Investment Funds notes (“Woodbridge”) to nine customers, and that he failed to obtain written approval from his firm for these...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Ralph W. Savoie (“Savoie”) consented to findings by FINRA that he violated FINRA rules by failing to provide documents and information requested by the FINRA staff in investigating allegations that Savoie misappropriated more than $665,000. Savoie consented to a bar from association with any...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Ralph W. Savoie (“Savoie”) consented to findings by FINRA that he violated FINRA rules by failing to provide documents and information requested by the FINRA staff in investigating allegations that Savoie misappropriated more than $665,000. Savoie consented to a bar from association with any...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Adam K. Veron consented to findings by FINRA that he sold nearly $1.8 million in investments in Contract Funding and Corporate Management, LLC (“CFCM”) without providing written notice to, or obtaining approval from, his broker dealer, Questar Capital Corporation (“Questar”).  FINRA also found...Read more

Aug 25

Adam K. Veron consented to findings by FINRA that he sold nearly $1.8 million in investments in Contract Funding and Corporate Management, LLC (“CFCM”) without providing written notice to, or obtaining approval from, his broker dealer, Questar Capital Corporation (“Questar”).  FINRA also found...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 24

Various states have brought enforcement actions against Woodbridge Mortgage Investment Funds 1, LLC, 2, LLC, 3, LLC AND 3A, LLC (“Woodbridge”), alleging that these investments were sold in violation of state securities laws. Specifically, on May 4, 2015, Woodbridge Funds 1, 2, and 3 consented...Read more

Aug 24

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 24

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 24

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 24

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments.   

...Read more
Aug 29

In an effort to avoid the possibility of Chapter 11 bankruptcy, real estate investor Tony Thompson is soliciting investors through his real estate management company Thompson National Properties to swap out failed high-yield-notes...Read more

Aug 20

We would like to welcome you to the new website for Goodman & Nekvasil! You may notice that the new layout is a change, but we hope that all of our work has gone into improving your experience with our home on the web. Please explore the site to...Read more

Aug 15

FINRA’s Board of Governors recently approved a rule proposal that prohibits firms and their representatives from conditioning dispute...Read more

Aug 11

In an ongoing case brought by the SEC, Detroit Memorial Partners, LLC (“DMP”) and its managing member Mark Morrow have been charged with offering fraud. Morrow, a resident of Cincinnati, Ohio, is alleged to have orchestrated a scheme in which DMP issued approximately $19 million in fraudulent...Read more

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