Jan 19

Mark Lewis Kaufman (Mark Kaufman) Fired by Pruco Securities, LLC - Goodman & Nekvasil P.A., May Recover Investor Losses

From 2013 until Mark Kaufman’s firing in 2014, Mark Kaufman worked for Pruco Securities, LLC. Mark...Read more

Jan 19

Thomas A. Vigil (Thomas Vigil) Suspended from Securities Industry and Fired by Signator Investors, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses

From 2013 until Thomas Vigil’s firing in 2014, Thomas Vigil...Read more

Jan 19

Goodman & Nekvasil P.A., May Recover Investor Losses - Matthew Clary Smith (Matthew Smith) a/k/a Matthew Clay Smith Suspended from Securities Industry and Fired by Proequities, Inc.

From 2012 until Matthew Smith’s...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses - Cyrus Lamont Hancock (Cyrus Hancock) Fired by Investors Capital Corp. and Barred from Securities Industry

From 2013 until Cyrus Hancock’s firing in 2015, Cyrus...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses - Gregory James Bolduc (Gregory Bolduc) Suspended from Securities Industry and Terminated by Unionbanc Investment Services, LLC

From 2012 until Gregory Bolduc’s...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses on Equity Index Annuities - Joshua Richard Allen (Joshua Allen) Fired by Securities America, Inc.

From 2014 until Joshua Allen’s firing in 2016, Joshua Allen worked...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses - Benjamin John Pritchett (Benjamin Pritchett) Fired by Wells Fargo Advisors, LLC and Barred from Securities Industry

From 2010 until Benjamin Pritchett’s firing in...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses - Malcolm McGreggor Meikle Jr. (Malcolm McGreggor Meikle) Suspended from Securities Industry and Fired by Pruco Securities, LLC

From 1982 until Malcolm McGreggor...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses - Karen Marie Hallmer (Karen Hallmer) a/k/a Karen Marie Janak and Karen Marie Pokonosky, Fired by J.P. Morgan Chase Bank, N.A. 

From 2015 until Karen Hallmer’s firing...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses - David Alan Lakis (David Lakis) Terminated by Harbour Investments, Inc. 

From 2004 until David Lakis’ termination...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses - James Michael Kerin (James Kerin) Terminated by Pruco Securities, LLC 

From 2013 until James Kerin’s termination in 2015, James Kerin worked for Pruco Securities,...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses - JB Bryan a/k/a Jennifer Gail Bryan, Jennifer Bryan and Jennifer Bryan Butler, Fired by Summit Brokerage Services, Inc.

From 2010 until JB Bryan’s firing in 2015, JB...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses - Gary Steven Burgess (Gary Burgess) of Securities America, Inc. 

Gary Burgess has worked for Securities America, Inc. since 2005. FINRA reports that an arbitration...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses - Eric Christopher Erb (Eric Erb) Suspended from Securities Industry and Terminated by AXA Advisors, LLC

From 2002 until Eric Erb’s termination in 2013, Eric Erb...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses - Craig Stephen Cody (Craig Cody) Fired by Ameritas Investment Corp.

From 2008 until Craig Cody’s firing in 2013, Craig Cody worked for Ameritas Investment Corp....Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses - Owen Edgardo Nestor (Owen Nestor) Terminated by Pruco Securities, LLC 

From 2012 until Owen Nestor’s termination in 2016, Owen Nestor worked for Pruco Securities,...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Investor Losses - John Larry Simpson Jr. (Jay Simpson) of Princor Financial Services Corporation, Barred from Securities Industry 

Jay Simpson worked for Princor Financial Services...Read more

Jan 18

Goodman & Nekvasil P.A., May Recover Loan and/or Investment Losses - Richard Edwin Seidel (Richard Seidel) Suspended from Securities Industry and Fired by Pruco Securities, LLC

From 1983 until Richard Seidel’s firing in...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Fernando A. Pohina (Fernando Pohina) Fired by Pruco Securities, LLC 

From 2013 until Fernando Pohina’s firing in...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Corin L. Kievman-Pettit (Corin Pettit) a/k/a Corin L. Kievman and Corin L. Pettit, Suspended from Securities Industry and Fired by Pruco Securities, LLC

From 2012...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Troy Christopher Baldridge (Troy Baldridge) Fired by Capitol Securities Management, Inc., Barred from Securities Industry and Under Investigation for Check Fraud

...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Robert John Delong (Robert Delong) Fired by PNC Investments, LLC 

From 2013 until Robert Delong’s firing in 2016,...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Luther John Dykema (Luther Dykema) Fired by Securities America, Inc. and Fined by Minnesota Department of Commerce 

From 2010 until Luther Dykema’s firing in 2012,...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Losses on REIT Investments - Lori Cousineau Weaver (Lori Weaver) a/k/a Lori Ann Cousineau of Ameriprise Financial Services, Inc. Suspended from Registration as a Securities Salesperson by the State of Washington ...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - William Carl Schmid (William Schmid) of Ameriprise Financial Services, Inc.

William Schmid worked for Ameriprise Financial Services, Inc. from 2009 to 2014. FINRA...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Robert Michael Schwarz Jr. (Robert Schwarz) Fired by Merrill Lynch, Pierce, Fenner & Smith, Incorporated and Barred from Securities Industry

From 1999 until...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Cristen Young Queenan (Cristen Queenan) a/k/a Cristen Nicole Housenick, Cristen Housenick and Cristen Nicole Young, Fired by GWFS Equities, Inc.

From 2009 until...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Michael Rodger Pineda (Michael Pineda) Fired by Pruco Securities, LLC

From 2016 until Michael Pineda’s firing in 2017, Michael Pineda worked for Pruco Securities,...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Gerolyn E. Shapiro (Gigi Shapiro) a/k/a Gerolyn Elizabeth Beebe of Pruco Securities, LLC 

Gigi Shapiro worked for Pruco Securities, LLC from 2013 to 2015. Gigi...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Rodney Dale Nolen (Rodney Nolen) Fired by Pruco Securities, LLC and The O.N. Equity Sales Company

From 2013 until Rodney Nolen’s firing in 2015, Rodney Nolen worked...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Rafael Santiago Fired by COR Clearing, LLC and Barred from Securities Industry 

From 2013 until Rafael Santiago’s firing in 2014, Rafael Santiago worked for COR...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Edward John Sabo (Edward Sabo) Fired by Raymond James Financial Services, Inc. 

From 2012 until Edward Sabo’s firing in 2016, Edward Sabo worked for Raymond James...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Jeffrey Alan Schumaker (Jeff Schumaker) Fired by Transamerica Financial Advisors, Inc. and Barred from Securities Industry 

From 1997 until Jeff Schumaker’s firing...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses on Unit Investment Trust - John Curtis Robison III (John Robison) Fired by Wells Fargo Advisors, LLC 

From 2011 until John Robison’s firing in 2012, John Robison...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Seth Fenn Terminated by Pruco Securities, LLC 

From 2013 until Seth Fenn’s termination in 2015, Seth Fenn worked for Pruco Securities, LLC. Seth Fenn now works for...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Nick Hsieh a/k/a Hsiao Nuog Hseih and Hsiao Hsieh, Fired by Wells Fargo Advisors, LLC 

From 2009 until Nick Hsieh’s firing in 2013, Nick Hsieh worked for Wells...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Robert Martin Harman (Bob Harman) Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated 

From 2014 until Bob Harman’s firing in 2015, Bob Harman worked...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Losses on Natural Resources Gateway Group and/or Other Investments - Daniel Lee Hudson (Daniel Hudson) Terminated by Pruco Securities, LLC and Suspended from Securities Industry

From...Read more

Jan 16

Goodman & Nekvasil P.A., May Recover Investor Losses - Colleen Marie Geraghty (Colleen Geraghty) Fired by Pruco Securities, LLC 

From 2015 until Colleen Geraghty’s firing in 2017, Colleen Geraghty worked for Pruco...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Investor Losses - Shawn Paul Sapp (Shawn Sapp) Terminated by Ameriprise Financial Services, Inc. and Barred from Securities Industry 

...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Options Losses - Nazeeh I. Aranki (Nazeeh Aranki) Suspended from Securities Industry and Fired by Ameriprise Financial Services, Inc. 

...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Investor Losses - Darren Hayward Allen (Darren Allen) Fired by Wells Fargo Advisors, LLC 

From 2015 until Darren Allen’s firing in 2016, Darren Allen worked for Wells Fargo Advisors...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Investor Losses - Robert Kenneth Stephens (Robert Stephens) Terminated by Allstate Financial Services, LLC 

From 2000 until Robert...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Investor Losses - Randall A. Samson (Randall Samson) Barred from Securities Industry and Terminated by Ameriprise Financial Services, Inc. 

From 1996 until Randall Samson’s...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Investor Losses - Edward Keith Roos (Edward Roos) a/k/a E. Keith Roos Suspended from Securities Industry and Fired by LPL Financial LLC

From 2011 until Edward Roos’ firing in 2014,...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Investor Losses - Jason Kenneth Roberts (Jay Roberts) a/k/a Jason Roberts Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated 

From 2012 until Jay Roberts’ firing in 2015...Read more

Jan 15

Jeffrey Todd Riggs (Jeffrey Riggs) Fired by Investment Professionals, Inc. - Goodman & Nekvasil P.A., May Recover Investor Losses

From February 2016 until Jeffrey Riggs’ firing in September 2016, Jeffrey Riggs worked...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Investor Losses - Frank Javier Avitia (Frank Avitia) Fired by Securities America, Inc. 

From 2012 until Frank Avitia’s firing in 2013, Frank Avitia worked for Securities America, Inc...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Investor Losses - Jeanne Tabor Barnard (Jeanne Barnard) Fired by Wells Fargo Clearing Services, LLC 

From 2015 until Jeanne Barnard’s firing in 2017, Jeanne Barnard worked...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Losses on GOGO, Inc. (GOGO) and/or Other Investments - Barry Stephen Brower (Barry Brower) Suspended from Securities Industry and Terminated by Ameriprise Financial Services, Inc. 

...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Investor Losses - Patrick Gordon Carr (Patrick Carr) Suspended from Securities Industry and Fired by UBS Financial Services, Inc.

From 2008 until Patrick Carr’s firing in 2013,...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Investor Losses - David Robert Chambers (David Chambers) of Ameriprise Financial Services, Inc.

David Chambers has worked for Ameriprise Financial Services, Inc. since 1998. FINRA...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Investor Losses - Judith Ann Copeland (Judi Copeland) a/k/a Judi Mack Fired by Ameriprise Financial Services, Inc. 

From 2006 until Judi Copeland’s firing in 2012, Judi Copeland...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Investor Losses - Theresa Ann Crescenzi (Theresa Crescenzi) Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated

From April 2014 until Theresa Crescenzi’s firing in...Read more

Jan 15

Goodman & Nekvasil P.A., May Recover Investor Losses - Brian Conrad Dorgan (Brian Dorgan) Fired by Wells Fargo Advisors, LLC 

From 2007 until Brian Dorgan’s firing in 2015, Brian Dorgan worked for Wells Fargo Advisors,...Read more

Jan 11

Goodman & Nekvasil P.A., May Recover Investor Losses - Erik Lawrence Hockenberry (Erik Hockenberry) of LPL Financial LLC Barred from Securities Industry

Erik Hockenberry worked for LPL Financial LLC from...Read more

Jan 11

Goodman & Nekvasil P.A., May Recover Losses on Promissory Notes or Other Investments - Gerard Anthony Fagnant (Gerard Fagnant) a/k/a Gerad Anthony Fagnant of LPL Financial LLC Barred from Securities Industry

...Read more

Jan 11

Goodman & Nekvasil P.A., May Recover Investor Losses - David William Beutler (David Beutler) of Wells Fargo Advisors, LLC Barred from Securities Industry

David Beutler worked for Wells Fargo Advisors, LLC from...Read more

Jan 11

Goodman & Nekvasil P.A., May Recover Investor Losses - Nilda Lee Vasey (Nilda Vasey) of Lincoln Financial Advisors Corporation Barred from Securities Industry 

Nilda Vasey worked for Lincoln Financial Advisors...Read more

Jan 11

Goodman & Nekvasil P.A., May Recover Investor Losses - George Alexander Watson (George Watson) a/k/a Alex Watson of Investacorp, Inc. Barred from Securities Industry

George Watson worked for Investacorp, Inc....Read more

Jan 11

Goodman & Nekvasil P.A., May Recover Investor Losses - Edward Homer Painter (Edward Painter) Barred from Securities Industry

Edward Painter has worked for UBS Financial Services, Inc., Citigroup Global Markets...Read more

Jan 11

Goodman & Nekvasil P.A., May Recover Investor Losses - Richard Martin Ohlhaber (Richard Ohlhaber) Barred from Securities Industry 

Richard Ohlhaber worked for Southwest Securities, Inc. from 2008 to 2012....Read more

Jan 11

Goodman & Nekvasil P.A., May Recover Investor Losses - Harvey Alan Weisenfeld (Harvey Weisenfeld) of Allstate Financial Services, LLC Barred from Securities Industry

Harvey Weisenfeld worked for Allstate...Read more

Jan 11

Goodman & Nekvasil P.A, May Recover Investor Losses - Daniel Gerard Derepentigny (Daniel Derepentigny) of National Securities Corporation Barred from Securities Industry

Daniel Derepentigny worked for National...Read more

Jan 11

Goodman & Nekvasil P.A, May Recover Investor Losses - Chad Everett Wiegand (Chad Wiegand) of National Planning Corporation Pleads Guilty to Conspiracy to Commit Securities Fraud

Chad Wiegand worked for...Read more

Jan 11

Goodman & Nekvasil P.A., May Recover Investor Losses - Assan Faal Barred from Securities Industry

Assan Faal has worked for Stifel, Nicolaus & Company, Incorporated, Sterne, Agee & Leach, Inc., and...Read more

Jan 11

Goodman & Nekvasil P.A, May Recover Investor Losses - James Michael Sarkauskas Sr. (James Sarkauskas) Barred from the Securities Industry by the SEC

James Sarkauskas worked for Western International Securities...Read more

Jan 11

Goodman & Nekvasil P.A, May Recover Investor Losses - Douglas Eric Hampton Pleads Guilty to Conspiracy to Commit Federal Program Bribery 

Douglas Hampton worked for First Allied Securities, Inc. from 2008 to...Read more

Jan 11

Goodman & Nekvasil P.A, May Recover Investor Losses - Anthony Vincent Ferrone Barred from Securities Industry

Anthony Ferrone has worked for Ameriprise...Read more

Jan 11

Goodman & Nekvasil P.A, May Recover Investor Losses - John Stuart Hudnall Barred from Securities Industry

John Hudnall has worked for U.S. Bancorp Investments, Inc. and Bancwest Investment Services, Inc. John...Read more

Jan 11

Goodman & Nekvasil P.A, May Recover Investor Losses - Andrew Scott Corbman Barred from Securities Industry

Andrew Corbman has worked for Kovack Securities, Inc. and Newbridge Securities Corporation. Andrew...Read more

Jan 11

GOODMAN & NEKVASIL P.A, MAY RECOVER YOUR INVESTMENT LOSSES – JEFFREY HAMILTON HOWELL BARRED FROM SECURITIES INDUSTRY ...Read more

Jan 11

Goodman & Nekvasil P.A., May Recover Your Investment Losses - Barbara Lucille Desiderio (Barbara Desiderio) Barred From Securities Industry

Barbara Desiderio worked for Herbert J. Sims & Co. Inc. from 2002...Read more

Jan 10

Goodman & Nekvasil P.A., May Recover Investor Losses on Variable Annuities - Kwimin Ahn (Ken Ahn) Fired by Pruco Securities, LLC 

From 2001 until Ken Ahn’s firing in 2017, Ken Ahn worked for Pruco Securities, LLC....Read more

Jan 10

Goodman & Nekvasil P.A., May Recover Investor Losses - Jason Michael Belajack (Jason Belajack) Fired by Lincoln Financial Advisors Corporation and Barred from Securities Industry

From 2015 until Jason Belajack’s firing...Read more

Jan 10

Goodman & Nekvasil P.A., May Recover Investor Losses - Johnathan Mandel Lo (Johnathan Lo) Barred from Securities Industry and Terminated by NYLife Securities LLC

From...Read more

Jan 10

Goodman & Nekvasil P.A., May Recover Investor Losses - Rajen S Sheth (Rajen Sheth) a/k/a Rajenkumar S. Sheth Terminated by Pruco Securities, LLC

From 1992 until Rajen Sheth’s termination in 2017, Rajen Sheth worked for...Read more

Jan 09

Goodman & Nekvasil P.A., May Recover Investor Losses - Lynn Alan Simon (Lynn Simon) Fired by CFD Investments, Inc. and Barred from Securities Industry

From 2008 until Lynn Simon’s firing in 2013, Lynn Simon worked for...Read more

Jan 09

Goodman & Nekvasil P.A, May Recover Your Investment Losses - Cathy Ione Earnest (Cathy Earnest) a/k/a Cathy Rue of Pruco Securities, LLC Barred from Securities Industry

Cathy Earnest worked for Pruco Securities, LLC...Read more

Jan 09

Goodman & Nekvasil P.A., May Recover Investor Losses - Michael Haimoff a/k/a Mikhail Khaimov Fired by Allstate Financial Services, LLC 

From 2012 until Michael Haimoff’s...Read more

Jan 09

Goodman & Nekvasil P.A., May Recover Investor Losses - James Reginald Esaw Fired by Allstate Financial Services, LLC 

From 2014 until James Esaw’s firing in 2016, James...Read more

Jan 09

Goodman & Nekvasil P.A., May Recover Investor Losses - Clement Lancelot Chichester (Clement Chichester) a/k/a Clement Ignatius Chichester Fired by Western International Securities, Inc. and Barred from Securities Industry

...Read more

Jan 09

Goodman & Nekvasil P.A., May Recover Investor Losses - Michael David Cushing (Michael Cushing) Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated

From 2012 to 2013 and again from 2014 until Michael Cushing’...Read more

Jan 09

Goodman & Nekvasil P.A., May Recover Investor Losses - Madelyn Barker a/k/a Madelyn Badillo, Madeline Barker, Madelyn Frizalone and Madelyn Shokoufanden, Fired by Pruco Securities, LLC 

From 2009 until Madelyn Barker’s...Read more

Jan 08

Goodman & Nekvasil P.A., May Recover Investor Losses - Nathan A. Majors Jr. (Nathan Majors) Suspended from Securities Industry and Fired by LPL Financial LLC

From February 2015 until Nathan Majors’ firing in May 2015,...Read more

Jan 08

Goodman & Nekvasil P.A., May Recover Investor Losses - Qui Hong Lam Suspended from Securities Industry and Fired by UBS Financial Services, Inc. 

From 2011 until Qui Hong Lam’s firing in May 2014, Qui Hong Lam worked...Read more

Jan 08

Goodman & Nekvasil P.A., May Recover Investor Losses - Kim Dung Le (Kim Le) Fired by State Farm VP Management Corp. and Barred from Securities Industry

From 2013 until Kim Le’s firing in 2016, Kim Le worked for State...Read more

Jan 08

Feisal Ahmed Khan Malik (Feisal Ahmed Malik) Suspended from Securities Industry and Fired by Signator Investors, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses

From 2007 until Feisal Ahmed Malik’s firing in...Read more

Jan 08

Goodman & Nekvasil P.A., May Recover Investor Losses - Dayna Lee Mabray (Dayna Mabray) a/k/a Dayna Lee Bonnefeld and Dayna Lee Dresher, Fired by Pruco Securities, LLC

From 2015 until Dayna Mabray’s firing in 2017, Dayna...Read more

Jan 08

Goodman & Nekvasil P.A., May Recover Investor Losses - Robert D. Mahoney (Robert Mahoney) Fired by LPL Financial LLC 

From 2007 until Robert Mahoney’s firing in 2016, Robert Mahoney worked for LPL Financial LLC....Read more

Jan 08

Goodman & Nekvasil P.A., May Recover Investor Losses - Adam Gunars Rabinowitz (Adam Rabinowitz) Fired by Pruco Securities, LLC 

From 2012 until Adam Rabinowitz’ firing in 2015, Adam Rabinowitz worked for Pruco...Read more

Jan 08

Goodman & Nekvasil P.A., May Recover Investor Losses - Natalia Pesin Fired by Pruco Securities, LLC and Barred from Securities Industry 

From 2002 until Natalia Pesin’s firing in 2015, Natalia Pesin worked for Pruco...Read more

Jan 08

Goodman & Nekvasil P.A., May Recover Investor Losses - Leslie George Markus Jr. (George Markus) a/k/a Lester George Markus Named in FINRA Disciplinary Action and Fired by Ameriprise Financial Services, Inc.

From 2012...Read more

Jan 05

Goodman & Nekvasil, P.A. May Recover Investor Losses - Investor Alert: Cobalt International Energy, Inc. (CIEIQ) Bankruptcy 

Goodman & Nekvasil, P.A., a Clearwater,...Read more

Jan 05

William Lee Hutchinson (Bill Hutchinson) of J.P. Turner & Company L.L.C. Barred from Securities Industry – Goodman & Nekvasil P.A, May Recover Your Investment Losses

Bill Hutchinson worked for J.P. Turner...Read more

Jan 05

Goodman & Nekvasil P.A, May Recover Your Investment Losses - Eduardo Guillermo Diaz (Eduardo Diaz) a/k/a Edward Diaz of Next Financial Group, Inc. and Kovack Securities, Inc., Pleads Guilty to Frauds and Swindles and Barred from Securities...Read more

Jan 05

Goodman & Nekvasil P.A, May Recover Your Investment Losses - Gregg Darren Templeton (Gregg Templeton) of Oppenheimer & Co. Inc. Barred from Securities Industry

Gregg Templeton worked for Oppenheimer &...Read more

Jan 05

Goodman & Nekvasil P.A, May Recover Your Investment Losses - Robert Russel Tweed (Rusty Tweed) Charged with Fraud by the SEC

Rusty Tweed has worked for Cabot Lodge Securities, LLC since 2015. Rusty Tweed...Read more

Jan 05

Goodman & Nekvasil P.A, May Recover Your Investment Losses on ForceField Energy Inc. - Gerald Cocuzzo (Gerry Cocuzzo) Pleads Guilty to Securities Fraud and is Barred from Securities...Read more

Jan 05

Goodman & Nekvasil P.A, May Recover Your Investment Losses - Jerry Dewayne McCutchen Sr. (Jerry McCutchen) of Berthel, Fisher & Company Financial Services, Inc. Barred from Securities Industry

Jerry...Read more

Jan 05

Goodman & Nekvasil P.A, May Recover Your Investment Losses on ForceField Energy Inc. - Pranav V Patel (Pranav Patel) Pleads Guilty to Securities Fraud and is Barred from Securities Industry

Pranav Patel has...Read more

Jan 05

Goodman & Nekvasil P.A, May Recover Your Investment Losses - James Walter Ignatowich (James Ignatowich) of Newbridge Securities Corporation Barred from Securities Industry

James Ignatowich worked for Newbridge...Read more

Jan 05

Goodman & Nekvasil P.A, May Recover Your Investment Losses - Ralph Christopher Calabro Barred from Securities Industry

Ralph Calabro worked for National Securities Corporation from 2011 to 2013. Ralph Calabro was barred...Read more

Jan 05

Goodman & Nekvasil P.A, May Recover Your Investment Losses - Christopher Thomas Tolmacs of Triad Advisors, Inc. Barred from Securities Industry

Christopher Tolmacs worked for Triad Advisors, Inc. from 2008 to...Read more

Jan 05

Goodman & Nekvasil P.A, May Recover Your Investment Losses - David Leonard Sheppard Barred from Securities Industry

David Sheppard has worked for Meyers Associates, L.P., Aegis Capital Corp., and Bishop, Rosen...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - Michael Edward Halla (Michael Halla) Suspended from Securities Industry and Terminated by Ameriprise Financial Services, Inc. 

From 1996 until Michael...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - Stephen Jay Landa (Stephen Landa) Suspended from Securities Industry and Terminated by Invest Financial Corporation

From 2005 until Stephen Landa’s...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - Radcliffe Robert Daly (Cliff Daly) a/k/a Radd Daly Suspended from Securities Industry, Terminated by Ameriprise Financial Services, Inc.

From 2003 until...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - Peter Frederick Butler (Pete Butler) Suspended from Securities Industry and Terminated by Ameriprise Financial Services, Inc.

From 2010 until Peter Butler...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - Jon Mark Dabareiner (Jon Dabareiner) Suspended from Securities Industry, Terminated by Concord Wealth Partners and Ameriprise Financial Services, Inc.

...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - Barry David Abrams (Barry Abrams) Suspended from Securities Industry and Fired by Securities Service Network, Inc.

From 2001 until Barry Abrams’ firing in...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - John E. Burns (John Burns) Suspended from Securities Industry, Terminated by Ameriprise Financial Services, Inc. and Fired by UBS Financial Services, Inc.

...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - Kevin Lawrence Barbalace (Kevin Barbalace) Suspended from Securities Industry and Fired by Dawson James Securities, Inc. 

From 2011 until Kevin Barbalace’...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - Eric Dean Rolshoven (Eric Rolshoven) Fined by the State of Montana and Fired by FSC Securities Corporation

From 1994 until Eric Rolshoven’s firing in 2015...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover losses on Real Estate or Other Investments - Frederick Wesley Roehm (Rick Roehm) Suspended from Securities Industry and Fired by FSC Securities Corporation

From 2009 until...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - Paul Steven Plemenos (Paul Plemenos) Suspended from Securities Industry and Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paul Plemenos...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - Matthew John Westfall (Matt Westfall) Suspended from Securities Industry and Fired by National Planning Corporation

Matt Westfall worked for National...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - Michael A Greer (Michael Greer) Suspended from Securities Industry and Fired by FSC Securities Corporation and Securities America, Inc.

Michael Greer...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - Marc Augustus Reda (Marc Reda) Suspended from Securities Industry and Terminated by PHX Financial, Inc.

...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - James Keith Cox (James Cox) Suspended from Securities Industry and Fired by Stifel, Nicolaus & Company, Incorporated

From 2015 until James Cox’s...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses on ETFs - Jack B. McBride (Jack McBride) Suspended from Securities Industry and Fired by Ameriprise Financial Services, Inc.

From 2009 until Jack McBride’s...Read more

Jan 05

Goodman & Nekvasil P.A, May Recover Your Losses on Options - Stephen Eldridge Ridgely II Barred from Securities Industry 

Stephen Ridgely II has worked for Ameriprise Financial Services, Inc. and Merrill Lynch...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - Stuart L. Pearl (Stu Pearl) Suspended from the Securities Industry and Fired by Ameriprise Financial Services, Inc.

From 2010 until Stu Pearl’s firing in...Read more

Jan 05

Goodman & Nekvasil P.A., May Recover Investor Losses - John Isaac Roach (John Roach) Suspended from Securities Industry and Fired by CCO Investment Services Corp. a.k.a Citizens Securities, Inc.

From 2007...Read more

Jan 03

Goodman & Nekvasil P.A., May Recover Investor Losses - Bruce Michael Weinstein (Bruce Weinstein) Barred from Securities Industry, Fired by Sterne Agee Financial Services, Inc. and Terminated by Morgan Stanley Smith Barney...Read more

Jan 03

Goodman & Nekvasil P.A., May Recover Investor Losses - Donna Chen a/k/a Cheng-Ying Chen Fired by Sunbelt Securities, Inc. and Ameriprise Financial Services, Inc. and Barred from Securities Industry

From 2011...Read more

Jan 03

Goodman & Nekvasil P.A., May Recover Investor Losses - Fontaine Boutwell a/k/a Fontaine Boggs and Fontaine Boutwell Randall Fired by Allstate Financial Services, LLC and Barred from Securities Industry

From...Read more

Jan 03

Goodman & Nekvasil P.A., May Recover Investor Losses - Bart James Ellis (Bart Ellis) Fired by Ameriprise Financial Services, Inc. and Barred from Securities Industry

From 2009 until Bart Ellis’ firing in 2012...Read more

Jan 03

Goodman & Nekvasil P.A., May Recover Investor Losses - Jerry Lou Guttman (Jerry Guttman) Fired by United Planners Financial Services of America A Limited Partner and Barred from Securities Industry

From 2001...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Gary Michael Strange (Gary Strange) of Cambridge Investment Research, Inc. 

From 2015 until 2016, Gary Strange worked for Cambridge Investment Research, Inc. Gary...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Mark William Eisma (Mark Eisma) of Allstate Financial Services, LLC

Since 2012, Mark Eisma has worked for Allstate Financial Services, LLC. Mark Eisma previously...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - James David Goodland (James Goodland) of Cambridge Investment Research, Inc., Barred as a Supervising Principal from Securities Industry 

From 2000 until 2013, James...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Kermit Gordon Gable, Jr. (Kermit Gable) Suspended by the Texas State Securities Board and Terminated by Cambridge Investment Research, Inc.

From 2012 until Kermit...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Howard Deen Richards (Howard Richards) of Cambridge Investment Research, Inc., Barred from Securities Industry 

...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Christopher George Taylor (Chris Taylor) Barred from Securities Industry and Terminated by Cambridge Investment Research, Inc.

From 2009 until Chris Taylor’s...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Curtis C. Randle-El III (Curtis Randle-El) Suspended from Securities Industry and Fired by PNC Investments 

From...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Francesco Puccio Barred from Securities Industry and Fired by Cambridge Investment Research, Inc.

From 2014 until...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Derek Lee Miller (Derek Miller) Barred from Securities Industry and Fired by Securities America, Inc. 

From 2013 until Derek Miller’s firing in 2014, Derek Miller...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Tauber Lawrence Emmings (Toby Emmings) of Cambridge Investment Research, Inc. Barred from Securities Industry 

From 2008 until 2014, Toby Emmings worked for...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Scott Forrest Goldman (Scott Goldman) of H. Beck, Inc., Suspended from Securities Industry.

From 2010 until 2016, Scott Goldman worked for H. Beck, Inc. Scott...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Michael Christopher Evangelista (Mike Evangelista) Barred from Securities Industry and Fired by Comprehensive Asset Management and Servicing,...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Andrew Jason Schroeder (AJ Schroeder) of Cetera Advisors LLC

From 2012 until 2014, AJ Schroeder worked for Cetera Advisors LLC. FINRA reports that four arbitration...Read more

Jan 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Cody Brian Schmitz (Cody Schmitz) Fired by United Planners’ Financial Services of America A Limited Partner 

From 2016 until Cody Schmitz’s firing in 2017, Cody...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Cory Ward Taylor (Cory Taylor) Terminated by Ameriprise Financial Services, Inc. and Barred from Securities Industry

From 2004 until Cory Taylor’s termination in...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Your Investment Losses - Joseph Roger Daigneault (Joseph Daigneault) of Investors Capital Corp. Suspended from Securities Industry 

...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Bryan Oscar Eberle (Bryan Eberle) Terminated by LPL Financial LLC 

From October 2011 until Bryan Eberle’s firing in December 2015, Bryan Eberle worked for LPL...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Steven Earle Blanke (Steven Blanke) of Capital Financial Services, Inc. 

Steven Blanke worked for Capital Financial Services, Inc. from 2006 to 2017. FINRA reports...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses on Variable Annuities - Gregory Brian Van Winkle (Gregory Van Winkle) Suspended from Securities Industry and Fired by Securities America, Inc. 

From 1995 until...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Jerry Brian Willborn (Jerry Willborn) of Frost Brokerage Services, Inc.

Jerry Willborn has worked for Frost Brokerage Services, Inc. since 1996. FINRA reports that...Read more

Jan 02

David Kenneth Rubenstein (David Rubenstein) Fired by Wells Fargo Advisors, LLC and Terminated by Ameriprise Financial Services, Inc. - Goodman & Nekvasil P.A., May Recover Investor Losses

From 2015 until David...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Robert Francis Ryder Jr. (Robert Ryder) Fired by Wells Fargo Advisors, LLC 

From February 2010 until Robert Ryder’s firing in November 2015, Robert Ryder worked for...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Kathy Michelle Keadle (Kathy Keadle) a/k/a Kathy Michelle Moran-Phillips Fired by Lincoln Financial Securities Corporation

From 2011 until Kathy Keadle’s firing in...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Christopher Blake Pitts (Christopher Pitts) Terminated by LPL Financial LLC 

From 2011 until Christopher Pitts’ termination in 2015, Christopher Pitts worked for...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Donald Charles Madigan (Donald Madigan) of Garden State Securities, Inc. 

Donald Madigan has worked for Garden State Securities, Inc. since 2009. FINRA reports that...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Bruce Michael Sabourin (Bruce Sabourin) Barred from Securities Industry and Fired by Cetera Advisors LLC

From 2012 until Bruce Sabourin’s firing in 2014, Bruce...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - James Arnold Busch (James Busch) Barred from Securities Industry and Fired by Wells Fargo Advisors, LLC

From 2000...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Hossein Amirriahei a/k/a Amir Amirriahei and Riahei Amirriahei Fired by Wells Fargo Advisors, LLC and Barred from Securities Industry

From 2003 until Hossein...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - James Edward Knee (Jim Knee) Fired by Voya Financial Advisors, Inc.

From 2015 until Jim Knee’s firing in 2016, Jim Knee worked for Voya Financial Advisors, Inc. Jim...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Jeffrey Louis Kuhn (Jeffrey Kuhn) of Herbert J. Sims & Co. Inc. Barred from Securities Industry

Jeffrey Kuhn worked for Herbert J. Sims & Co. Inc. from...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Ronald Wingkai Lam (Ronald Lam) a/k/a Ronald Wing Kai Lam Fired by Wells Fargo Advisors, LLC 

From 2011 until...Read more

Jan 02

Michael Craig Radecker (Michael Radecker) Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated - Goodman & Nekvasil P.A., May Recover Investor Losses

From 2012 until Michael Radecker’s termination in 2014,...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Kim Dee Isaacson (Kim Isaacson) Fired by Ameriprise Financial Services, Inc. and Barred from Securities Industry

...Read more

Jan 02

Goodman & Nekvasil P.A., May Recover Investor Losses - Thomas Michael Consigli (Thomas Consigli) Fired by Lifemark Securities Corp. and Barred from Securities Industry

From 2009 until Thomas Consigli’s firing in 2013,...Read more

Dec 29

Goodman & Nekvasil P.A, May Recover Investor Losses - Edward Raymond Segur III (Eddie Segur) of Fordham Financial Management, Inc., Suspended from Securities Industry

...Read more

Dec 29

Goodman & Nekvasil P.A, May Recover Investor Losses - Craig Edward Lewis (Craig Lewis) of VALIC Financial Advisors, Inc., Barred from the Securities Industry 

From 2012 until 2016, Craig Lewis worked for VALIC Financial...Read more

Dec 29

Goodman & Nekvasil P.A, May Recover Investor Losses - James Rhys Bernthal (James Bernthal) of Network 1 Financial Securities Inc. 

From 2012 until 2016, James Bernthal worked for Network 1 Financial Securities Inc....Read more

Dec 29

Goodman & Nekvasil P.A, May Recover Investor Losses - Jason Bryce VanClef (Jason VanClef) of VFG Securities, Inc., Suspended from Securities Industry

From 2009 until November 2017, Jason VanClef worked for VFG...Read more

Dec 28

Goodman & Nekvasil P.A., May Recover Your Investment Losses - Geraldine Gordon of Ameriprise Financial Services, Inc. Suspended from Securities Industry

Geraldine Gordon has worked for Ameriprise Financial...Read more

Dec 28

Goodman & Nekvasil P.A., May Recover Investor Losses - Douglas Wayne Studer (Doug Studer) Barred from Securities Industry

Doug Studer has worked for Kovack Securities Inc., National Securities Corporation, and...Read more

Dec 28

Goodman & Nekvasil P.A., May Recover Investor Losses - John Howard Pemberton (John Pemberton) of Ameriprise Financial Services, Inc. Barred from Securities Industry

John Pemberton worked for Ameriprise...Read more

Dec 28

Goodman & Nekvasil P.A., May Recover Investor Losses - Rick Alan Davidson (Rick Davidson) Terminated by Morgan Stanley 

From 2009 until Rick Davidson’s termination in 2016, Rick Davidson worked for Morgan...Read more

Dec 28

Goodman & Nekvasil P.A, May Recover Investor Losses - George Bussanich (George Bussanich) Barred from Securities Industry and Fired by Kovack Securities Inc.

From 2006 until...Read more

Dec 28

Goodman & Nekvasil P.A, May Recover Investor Losses - Jeffrey Scott Ingros (Jeffrey Ingros) Barred from Securities Industry and Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated

From 2007 until...Read more

Dec 28

Goodman & Nekvasil P.A, May Recover Investor Losses - Anthony Vultaggio, Jr. (Anthony Vultaggio) of American Capital Partners, LLC, Barred from Securities Industry

...Read more

Dec 28

Goodman & Nekvasil P.A, May Recover Investor Losses - Stuart Anthony Cahill (Stuart Cahill) Suspended from Securities Industry and Fired by Triad Advisors, Inc.

From 2004 until Stuart Cahill’s firing in 2013,...Read more

Dec 28

Goodman & Nekvasil P.A, May Recover Your Investment Losses - William Daniel Bucci Pleads Guilty to Securities Fraud 

William Bucci worked for Financial Network Investment Corporation from August 2011 to May...Read more

Dec 28

Goodman & Nekvasil P.A, May Recover Your Investment Losses - Michael Anthony Barina Suspended from Securities Industry

Michael Barina worked for Aegis Capital...Read more

Dec 28

Goodman & Nekvasil P.A, May Recover Investor Losses - Daniel Howard Glick (Daniel Glick) Charged with Theft and Fired by Transamerica Financial Advisors, Inc 

From 2012 until Daniel Glick’s...Read more

Dec 28

Goodman & Nekvasil P.A., May Recover Investor Losses - Mark John Nuovo (Mark Nuovo) Terminated by Euro Pacific Capital, Inc. and Barred from Securities Industry

From 2008 until Mark Nuovo’s termination in 2012...Read more

Dec 28

Goodman & Nekvasil P.A, May Recover Investor Losses - Richard Marvin Muhlberg (Richard Muhlberg) Suspended from Securities Industry and Fired by Sigma Financial Corporation

...Read more

Dec 28

Goodman & Nekvasil P.A, May Recover Investor Losses - Dennis Allen Webb (Deno Webb) Suspended from Securities Industry and Fired by Cantella & Co., Inc.

From 2012 until Deno Webb’s firing in 2016, Deno Webb worked...Read more

Dec 26

Goodman & Nekvasil P.A, May Recover Investor Losses - Valentino Infante (Valentino Infante) of Wells Fargo Advisors, LLC, Barred from Securities Industry

From...Read more

Dec 26

Goodman & Nekvasil P.A., May Recover Investor Losses - Haran George Brucker (Haran Brucker) of Investors Capital Corp. 

Haran Brucker worked for Investors Capital Corp....Read more

Dec 26

Goodman & Nekvasil P.A., May Recover Investor Losses - Joseph Kennon Jayne (Joseph Jayne) Barred from Securities Industry and Fired by Ameriprise Financial Services, Inc.

From 2009 until Joseph Jayne’s firing in 2014,...Read more

Dec 26

Goodman & Nekvasil P.A., May Recover Investor Losses - Jennifer Rebecca Johnson (Jennifer Johnson) a/k/a Jennifer Rebecca Lustig Barred from Securities Industry and Fired by Ameriprise Financial Services, Inc.

From 2009...Read more

Dec 26

Goodman & Nekvasil P.A., May Recover Your Investment Losses - Anna Khai a/k/a Anna Khatchatrian of Morgan Stanley Barred From Securities Industry

Anna Khai worked for Morgan Stanley from 2012 to 2014. Anna Khai...Read more

Dec 26

Goodman & Nekvasil P.A., May Recover Investor Losses - Malinda Lynn Rowe (Malinda Rowe) a/k/a Malinda Lynn Coleman Fired by Raymond James Financial Services, Inc. 

From January 2013 until Malinda Rowe’s firing in...Read more

Dec 26

Goodman & Nekvasil P.A., May Recover Losses on ETFs and/or Other Investments - Blake Martin Sallee (Blake Sallee) of LPL Financial LLC Barred from Securities Industry

Blake Sallee worked for LPL Financial LLC from July...Read more

Dec 26

Goodman & Nekvasil P.A., May Recover Investor Losses - Deane Serfer Rudofker (Deane Rudofker) Fired by Wells Fargo Advisors, LLC and Ameriprise Financial Services, Inc.

From 2003 until Deane Rudofker’s firing in 2015,...Read more

Dec 26

Jeane Silerio-Koots a/k/a Jeane Dahiloc Silerio and Jeane Silerw-Koots Fired by Morgan Stanley - Goodman & Nekvasil P.A., May Recover Investor Losses

From 2009 until Jeane Silerio-Koots’ firing in 2015, Jeane Silerio-...Read more

Dec 26

Goodman & Nekvasil P.A. May Recover Investor Losses - Eubiquity Capital LLC Involved in Ponzi Scheme

Stephen Eubanks, a licensed broker with Bright Trading, LLC from 2010 until Stephen Eubanks’ firing in 2016, pled...Read more

Dec 26

Goodman & Nekvasil P.A. May Recover Investor Losses - M&M Real Estate Investments, LLC 

M&M Real Estate Investments, LLC is a limited-liability company formed by Terence Marable and Terence Marable’s wife, for...Read more

Dec 26

Goodman & Nekvasil P.A., May Recover Investor Losses - Li-Lin Hsu a/k/a Yilin Hsu Fired by Ameriprise Financial Services, Inc. and Barred from Securities Industry

From 2006 until Li-Lin Hsu’s firing in 2015, Li-Lin Hsu...Read more

Dec 26

Goodman & Nekvasil P.A., May Recover Investor Losses - Gregory Gerard Friel (Gregory Friel) of Concorde Investment Services, LLC and Harvest Capital LLC 

Gregory Friel has worked for Concorde Investment Services, LLC,...Read more

Dec 26

Goodman & Nekvasil P.A., May Recover Investor Losses - Jonathan Ben Mirer (Jon Mirer) of Wells Fargo Advisors, LLC  

Jon Mirer worked for Wells Fargo Advisors, LLC from 2003 to 2016. Jon Mirer now works for Ameriprise...Read more

Dec 19

Goodman & Nekvasil P.A., May Recover Investor Losses - Timothy John Knutson (Timothy Knutson) Suspended from Securities Industry and Terminated by Ameriprise Financial Services, Inc.

From 2011 until Timothy Knutson’s...Read more

Dec 18

Goodman & Nekvasil, P.A., May Recover Investor Losses - Eagle Telephonics, Inc. (EGLA) Suspended by the SEC from Trading 

In suspending Eagle Telephonics, Inc. (EGLA) stock from trading, the SEC...Read more

Nov 28

Goodman & Nekvasil P.A, May Recover Investor Losses - Miller Energy Resources, Inc. (MILLQ) 

Goodman & Nekvasil, P.A. has filed several group arbitration claims alleging that Wells Fargo Advisors, LLC failed to...Read more

Nov 02

Goodman & Nekvasil P.A, May Recover Investor Losses - Matthew Jon Lum (Matt Lum), Girard Securities, Inc. 

Matt Lum has worked for Girard Securities, Inc. since 2004. FINRA reports that three arbitration claims and/or...Read more

Oct 27

Goodman & Nekvasil P.A., May Recover Investor Losses - Joshua Bohlke O’Gara (Joshua O’Gara) Fired by MML Investors Services, LLC 

From March 2015 until Joshua O’Gara’s firing in May 2016, Joshua O’Gara worked for MML...Read more

Oct 26

Goodman & Nekvasil P.A., May Recover Your Investment Losses - Brent Morgan Porges (Brent Porges) Suspended from Securities Industry

Brent Porges has worked for Meyers Associates, L.P., Newbridge Securities Corporation...Read more

Oct 26

Goodman & Nekvasil P.A., May Recover Investor Losses - Carlos Benavidez Jr. (Carlos Benavidez) Suspended from Securities Industry and Fired by Waddell & Reed, Inc.

From 2006 to 2015, Carlos Benavidez worked for...Read more

Oct 26

Goodman & Nekvasil P.A, May Recover Investor Losses - Gregg N. Nussbaum (Gregg Nussbaum), Barred from Securities Industry and Fired by Gilford Securities Incorporated

From 2012 until Gregg Nussbaum’s firing in 2013,...Read more

Oct 26

Goodman & Nekvasil P.A., May Recover Investor Losses - Darrach Michael Bourke (Darrach Bourke) Suspended from Securities Industry and Fired by Stifel, Nicolaus & Company, Incorporated

From 2011 until Darrach Bourke’...Read more

Oct 25

Goodman & Nekvasil P.A., May Recover Investor Losses - Glen Derek Delaney (Glen Delaney) Fired by Primary Capital LLC 

From June 2015 until Glen Delaney’s firing in August 2015, Glen Delaney worked for Primary Capital...Read more

Oct 25

Goodman & Nekvasil P.A, May Recover Investor Losses - Austin Richard Dutton Jr. (Austin Dutton) Fined by the State of Pennsylvania

Austin Dutton works for Sandlapper Securities, LLC and previously worked for Center...Read more

Oct 25

Goodman & Nekvasil P.A., May Recover Investor Losses on Real Estate Investment Trusts - Gary Joel Chackman (Gary Chackman) Fired by Summit Brokerage Services, Inc., LPL Financial LLC and Barred from Securities Industry 

...Read more

Oct 23

Goodman & Nekvasil P.A., May Recover Investor Losses - Brian David Smit (Brian Smit) Fired by LPL Financial, LLC

From 2010 until Brian Smit’s firing in 2015, Brian Smit...Read more

Oct 23

Goodman & Nekvasil P.A, May Recover Investor Losses - William Roy Kimberlin (William Kimberlin) Fired by MSI Financial Services, Inc., formerly ...Read more

Oct 20

Goodman & Nekvasil P.A., May Recover Investor Losses - Dennis Albert Mehringer Jr. (Dennis Mehringer), Western International Securities, Inc. 

Since 2009, Dennis Mehringer has worked for Western International Securities...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Armstrong Energy, Inc. Alert: Armstrong Energy, Inc. Near Bankruptcy 

...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Bind Therapeutics, Inc. Alert: Bind Therapeutics, Inc. Bankruptcy 

Goodman & Nekvasil, P.A., a Clearwater, Florida...Read more

Oct 13

Cambridge Endoscopic Devices, Inc. Alert: Cambridge Endoscopic Devices, Inc. Bankruptcy - Goodman & Nekvasil, P.A., Recovering Investor Losses

Goodman &...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Basic Energy Services, Inc. Alert: Basic Energy Services, Inc. Bankruptcy

Goodman & Nekvasil, P.A., a Clearwater,...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Companion Diagnostics, Inc. Alert: Companion Diagnostics, Inc. Bankruptcy 

Goodman & Nekvasil, P.A., a Clearwater,...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - K-V Pharmaceutical Company Alert: K-V Pharmaceutical Company Bankruptcy 

Goodman & Nekvasil, P.A., a Clearwater,...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Atheronova, Inc. Alert: Atheronova, Inc. Bankruptcy 

...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Vyteris, Inc. Alert: Vyteris, Inc. Bankruptcy 

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a...Read more

Oct 13

Aspirity Energy, LLC Alert: Aspirity Energy, LLC Bankruptcy - Goodman & Nekvasil, P.A., Recovering Investor Losses

Goodman & Nekvasil, P.A., a Clearwater...Read more

Oct 13

Inspiration Biopharmaceuticals, Inc. Alert: Inspiration Biopharmaceuticals, Inc. Bankruptcy - Goodman & Nekvasil, P.A., Recovering Investor Losses

Goodman &...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Tengion, Inc. Alert: Tengion, Inc. Bankruptcy 

Goodman...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Epirus Biopharmaceuticals, Inc. Alert: Epirus Biopharmaceuticals, Inc. Bankruptcy

Goodman & Nekvasil, P.A., a...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Eastman Kodak Company Alert: Eastman Kodak Company Bankruptcy 

Goodman & Nekvasil, P.A., a Clearwater, Florida, law...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Neurologix, Inc. Alert: Neurologix, Inc. Bankruptcy

...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Gander Mountain Company Alert: Gander Mountain Company Bankruptcy 

...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Overton’s, Inc. Alert: Overton’s, Inc. Bankruptcy

Goodman & Nekvasil, P.A., a Clearwater, Florida...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Payless Holdings LLC Alert: Payless Holdings LLC Bankruptcy 

Goodman & Nekvasil, P.A., a Clearwater, Florida, law...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Mountain Creek Resort, Inc.  Alert: Mountain Creek Resort, Inc. Bankruptcy

Goodman & Nekvasil, P.A., a Clearwater,...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Optima Specialty Steel, Inc. Alert: Optima Specialty Steel, Inc. Bankruptcy

Goodman & Nekvasil, P.A., a Clearwater...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses: Ignite Restaurant Group Alert: Ignite Restaurant Group Bankruptcy 

Goodman & Nekvasil, P.A., a Clearwater, Florida,...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Avaya, Inc. Alert: Avaya, Inc.  Bankruptcy

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Ironclad Performance Wear Corporation Alert: Ironclad Performance Wear Corporation Bankruptcy

...Read more

Oct 13

Goodman & Nekvasil, P.A., Recovering Investor Losses - Adeptus Health, Inc. Alert: Adeptus Health, Inc. Bankruptcy

Goodman & Nekvasil, P.A., a Clearwater, Florida, law...Read more

Oct 13

Goodman & Nekvasil P.A., May Recover Investor Losses - Joseph Farah Fired by Gold Coast Securities, Inc. 

From 2002 until Joseph Farah’s firing in 2015, Joseph Farah worked for Gold Coast Securities, Inc. According to...Read more

Oct 13

Goodman & Nekvasil P.A., May Recover Options Losses - Peter Gerhard Klaass (Peter Klaass), Allegis Investment Services, LLC

Peter Klaass worked for Allegis Investment Services, LLC from 2014 to 2017. Peter Klaass now...Read more

Oct 13

Goodman & Nekvasil P.A., May Recover Investor Losses - Kenneth Joseph Kolquist (Kenneth Kolquist) Fired by Cetera Advisor Networks LLC 

From 2009 until Kenneth Kolquist’s firing in 2015, Kenneth Kolquist worked for...Read more

Oct 13

Goodman & Nekvasil P.A., May Recover Investor Losses - Brent Van Lott (Brent Lott) Fired by LPL Financial LLC and Under FINRA Investigation

From 2006 until Brent Lott’s firing in 2013, Brent Lott worked for LPL...Read more

Oct 13

Goodman & Nekvasil P.A., May Recover Investor Losses - Laurence Michael Braunstein (Laurence Braunstein) Terminated by Morgan Stanley 

From 2010 until Laurence Braunstein’s termination in 2015, Laurence Braunstein...Read more

Oct 13

Goodman & Nekvasil P.A., May Recover Investor Losses - Stephen Lawrence Brown, Western International Securities, Inc. 

Stephen Brown has worked for Western International Securities, Inc. since 2006. FINRA reports that...Read more

Oct 13

Goodman & Nekvasil P.A., May Recover Investor Losses - Larry Westly Farmbry Fired by First Allied Securities, Inc.

From 2013 to 2015 Larry Farmbry worked for First...Read more

Oct 12

Goodman & Nekvasil P.A, May Recover Investor Losses - VirnetX Holding Corp. (VHC)

An investor in VirnetX Holding Corp. (VHC) recently recovered $485,000 in an arbitration claim involving Daniel Shawn...Read more

Oct 12

Goodman & Nekvasil P.A., May Recover Investor Losses - Edward Lonnie Dover III Fired by SunTrust Investment Services, Inc. 

From 2005 until Edward Dover III’s firing in...Read more

Oct 12

Goodman & Nekvasil, P.A., Recovering Investor Losses - Refco, Inc. Alert: Refco, Inc. Bankruptcy 

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a...Read more

Oct 12

Goodman & Nekvasil, P.A., Recovering Investor Losses - RCS Capital Corp: RCS Capital Corp. Bankruptcy

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a...Read more

Oct 12

Unilife Corporation Alert: Unilife Corporation Bankruptcy - Goodman & Nekvasil, P.A., Recovering Investor Losses

Goodman & Nekvasil, P.A., a Clearwater,...Read more

Oct 11

Goodman & Nekvasil P.A., May Recover Your Investment Losses - Evan Matthew Kochav of White Cedar Group LLC Fired by World Equity Group, Inc. 

Evan Kochav...Read more

Oct 11

Goodman & Nekvasil P.A, May Recover Investor Losses - Lorenzo Esteva Fired by UBS Financial Services, Inc.

From 2015 until Lorenzo Esteva’s firing in 2017, Lorenzo Esteva worked for UBS Financial Services, Inc. Lorenzo...Read more

Oct 11

Goodman & Nekvasil P.A, May Recover Your Investment Losses - Brant Andrew Ray, Suspended from Securities Industry

Brant Ray has worked for Cetera Advisors, LLC, Commonwealth Financial Network, and Wells Fargo...Read more

Oct 11

Goodman & Nekvasil P.A, May Recover Investor Losses - Anthony Diaz Barred from Securities Industry

Anthony Diaz has previously worked for IBN Financial Services, Inc., Sandlapper Securities, LLC, and International...Read more

Oct 11

Goodman & Nekvasil P.A, May Recover Your Investment Losses on Puerto Rico Bonds or other Investments - Dennis Coral Suspended from Securities Industry 

Dennis Coral has worked for International Assets Advisory, LLC...Read more

Oct 10

Goodman & Nekvasil, P.A., Recovering Investor Losses - Savient Pharmaceuticals, Inc. Alert: Savient Pharmaceuticals, Inc. Bankruptcy 

Goodman & Nekvasil, P.A., a...Read more

Oct 05

Goodman & Nekvasil P.A, May Recover Investor Losses - Brian Andrew Bond Barred from Securities Industry

Brian Bond worked for Newbridge Securities Corporation from 2006 to 2012.  Brian Bond was barred from the...Read more

Sep 22

Goodman & Nekvasil P.A, May Recover Investor Losses - Kevin Wanner Discharged by Questar Capital Corporation

From 2012 until Kevin Wanner’s firing in 2015, Kevin Wanner worked for Questar Capital Corporation. Kevin...Read more

Sep 22

Goodman & Nekvasil P.A, May Recover Investor Losses - Leon Vaccarelli Discharged by The Investment Center, Inc. 

From 2011 to 2017, Leon Vaccarelli worked for The Investment Center, Inc. According to FINRA’s records...Read more

Sep 22

Goodman & Nekvasil P.A, May Recover Your Investment Losses - Jeffrey Delone Suspended from Securities Industry

Jeffrey Delone was suspended from the securities and...Read more

Sep 22

Goodman & Nekvasil, P.A., May Recover Investment Losses - Sonya Camarco Discharged by LPL Financial LLC

From 2004 until Sonya Camarco’s firing in 2017, Sonya Camarco...Read more

Sep 22

Goodman & Nekvasil P.A, May Recover Your Investment Losses - Frank Capuano Suspended from Securities Industry

Frank Capuano was suspended from the securities and investment banking industry for 1-year and fined $10,000...Read more

Sep 21

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES - ERNEST ROMER DISCHARGED BY CORECAP INVESTMENTS, INC.

From 2012 until Ernest Romer’s firing in 2017, Ernest Romer worked for Corecap Investments, Inc. Ernest Romer...Read more

Sep 21

GOODMAN AND NEKVASIL, P.A., RECOVERING INVESTOR LOSSES - DENDREON CORPORATION ALERT: DENDREON CORPORATION BANKRUPTCY 

Goodman & Nekvasil, P.A., a...Read more

Sep 19

GOODMAN & NEKVASIL, P.A., RECOVERING INVESTOR LOSSES - RUE21 ALERT: RUE21 BANKRUPTCY 

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues...Read more

Sep 19

GOODMAN & NEKVASIL, P.A., RECOVERING INVESTOR LOSSES - PENAIR ALERT: PENAIR BANKRUPTCY

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues...Read more

Sep 19

21ST CENTURY ONCOLOGY ALERT: 21ST CENTURY ONCOLOGY BANKRUPTCY - GOODMAN & NEKVASIL, P.A., RECOVERING INVESTOR LOSSES

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm...Read more

Sep 19

GOODMAN AND NEKVASIL, P.A., RECOVERING INVESTOR LOSSES - BMC TRANSPORTATION, INC. ALERT: BMC TRANSPORTATION, INC. BANKRUPTCY

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice...Read more

Sep 19

GOODMAN & NEKVASIL, P.A.,RECOVERING INVESTOR LOSSES - TOYS-“R”-US ALERT: TOYS-“R”-US BANKRUPTCY

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors,...Read more

Sep 18

GOODMAN & NEKVASIL MAY RECOVER YOUR LOSSES - CITIFX ALPHA INVESTORS 

The SEC announced on January 24, 2017, that Morgan Stanley Smith Barney, LLC and Citigroup Global Markets Inc. have agreed to pay more than $2.96...Read more

Sep 14

GOODMAN & NEKVASIL MAY RECOVER YOUR LOSSES : NORTH DAKOTA DEVELOPMENTS, LLC AND ROBERT L. GAVIN AND DANIEL J. HOGAN

In May 2015, the SEC filed a complaint against North...Read more

Sep 06

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – WINSTON WADE TURNER DISCHARGED BY PRUCO SECURITIES, LLC

From 2013 until Winston Turner’s firing in 2015, Winston Turner worked for Pruco Securities, LLC. According...Read more

Sep 06

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – JONOTHON MICHAEL LIEBERMAN DISCHARGED BY ROCKWELL GLOBAL CAPITAL, LLC

From 2010 until his firing in 2015, Jonothon Lieberman worked for Rockwell Global Capital, LLC...Read more

Sep 06

Goodman & Nekvasil P.A, May Recover Investor Losses - Bahram Mirhashemi Fired By Accelerated Capital Group, Inc.

From 2012 until his firing in 2016, Bahram Mirhashemi worked for Accelerated Capital Group, Inc. According...Read more

Sep 06

GOODMAN & NEKVASIL P.A, MAY RECOVER INVESTOR LOSSES – ANDREW TODD YOCUM DISCHARGED BY MORGAN STANLEY

From 2007 until his firing in 2015, Andrew Yocum worked for Morgan Stanley. According to FINRA’s records, Andrew Yocum...Read more

Aug 31

Goodman & Nekvasil, P.A., can recover your losses if you invested in Daystar Funding, LP, and/or F.A. Voight & Associates, LP, through Lizabeth G. Ty.  This is because Lizabeth G. Ty was employed by Park Avenue Securities, LLC, from...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 29

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

In May 2017, the Arizona Corporation Commission filed an action against Michael A. Crowe. The Arizona Corporation Commission alleged that Michael A. Crowe recommended that one of his clients invest $50,000 in Simply Smart Homes, LLC. Michael A. Crowe received a $2500 commission on this...Read more

Aug 28

In May 2017, the SEC filed a complaint against Verto Capital Management LLC and William R. Schantz, III, the founder and owner of Verto Capital Management LLC and Green Leaf Capital Management LLC. The SEC alleged that Verto Capital Management LLC and another entity controlled by Schantz...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Frank J. Capuano of Royal Alliance Associates, Inc. (“Royal Alliance”) consented to findings by FINRA that he sold approximately $1.1 million in Woodbridge Mortgage Investment Funds notes (“Woodbridge”) to nine customers, and that he failed to obtain written approval from his firm for these...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Ralph W. Savoie (“Savoie”) consented to findings by FINRA that he violated FINRA rules by failing to provide documents and information requested by the FINRA staff in investigating allegations that Savoie misappropriated more than $665,000. Savoie consented to a bar from association with any...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 28

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Ralph W. Savoie (“Savoie”) consented to findings by FINRA that he violated FINRA rules by failing to provide documents and information requested by the FINRA staff in investigating allegations that Savoie misappropriated more than $665,000. Savoie consented to a bar from association...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Adam K. Veron consented to findings by FINRA that he sold nearly $1.8 million in investments in Contract Funding and Corporate Management, LLC (“CFCM”) without providing written notice to, or obtaining approval from, his broker dealer, Questar Capital Corporation (“Questar”).  FINRA also found...Read more

Aug 25

Adam K. Veron consented to findings by FINRA that he sold nearly $1.8 million in investments in Contract Funding and Corporate Management, LLC (“CFCM”) without providing written notice to, or obtaining approval from, his broker dealer, Questar Capital Corporation (“Questar”).  FINRA also found...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 25

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 24

Goodman & Nekvasil, P.A. May Recover Investor Losses - UPDATED- Investor Alert: The SEC has Called Woodbridge Group a Ponzi Scheme - Woodbridge Group Has Filed For Chapter 11 Bankruptcy - Investors In Woodbridge Mortgage Investment Funds 1, LLC, 2, LLC...Read more

Aug 24

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 24

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 24

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas...Read more

Aug 24

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk oil and gas related investments.   

...Read more
Aug 29

In an effort to avoid the possibility of Chapter 11 bankruptcy, real estate investor Tony Thompson is soliciting investors through his real estate management company Thompson National Properties to swap out failed high-yield-notes...Read more

Aug 20

We would like to welcome you to the new website for Goodman & Nekvasil! You may notice that the new layout is a change, but we hope that all of our work has gone into improving your experience with our home on the web. Please explore the site to...Read more

Aug 15

FINRA’s Board of Governors recently approved a rule proposal that prohibits firms and their representatives from conditioning...Read more

Aug 11

In an ongoing case brought by the SEC, Detroit Memorial Partners, LLC (“DMP”) and its managing member Mark Morrow have been charged with offering fraud. Morrow, a resident of Cincinnati, Ohio, is alleged to have orchestrated a scheme in which DMP issued approximately $19 million in...Read more

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